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iShares US Regional Banks ETF
IAT

104 hedge funds and large institutions have $110M invested in iShares US Regional Banks ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 56 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

265% more call options, than puts

Call options by funds: $4.01M | Put options by funds: $1.1M

4.41% less ownership

Funds ownership: 32.34% → 27.93% (-4.4%)

10% less funds holding

Funds holding: 115 → 104 (-11)

30% less capital invested

Capital invested by funds: $157M → $110M (-$46.8M)

64% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 14

66% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 56

Holders
104
Holders Change
-11
Holders Change %
-9.57%
% of All Funds
2.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
56
Closed
14
Calls
$4.01M
Puts
$1.1M
Net Calls
+$2.91M
Net Calls Change
+$98K

Top Buyers

Rank Fund Capital Flow
1
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$3.14M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.28M
3
AIC
Ameritas Investment Company
Nebraska
+$353K
4
5L
55I LLC
Massachusetts
+$297K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$273K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$20M
2
Ameriprise
Ameriprise
Minnesota
-$4.06M
3
Wells Fargo
Wells Fargo
California
-$2.61M
4
Morgan Stanley
Morgan Stanley
New York
-$2.36M
5
SI
Stephens Inc
Arkansas
-$2.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
76
IFP Advisors
Florida
$85K +$82.6K +1,815 New
TFA
77
Toth Financial Advisory
Virginia
$79K – – –
BFEC
78
Benjamin F. Edwards & Company
Missouri
$74K – – –
QAM
79
QCI Asset Management
New York
$73K – – –
ASN
80
Advisory Services Network
Georgia
$54K – – –
CIAS
81
Capital Investment Advisory Services
North Carolina
$41K +$46 +1 +0.1%
AF
82
Arrow Financial
New York
$34K – – –
PCG
83
Private Capital Group
Connecticut
$28K – – –
FNBOSM
84
First National Bank of South Miami
Florida
$26K – – –
GRP
85
Global Retirement Partners
California
$24K -$139K -3,045 -86%
AAP
86
Arax Advisory Partners
Colorado
$23K +$11.4K +250 +100%
APA
87
American Portfolios Advisors
New York
$20.5K -$9.1K -200 -31%
IBOK
88
Independence Bank of Kentucky
Kentucky
$19K – – –
Fidelity Investments
89
Fidelity Investments
Massachusetts
$19K +$91 +2 +0.5%
LDFR
90
Lehman & Derafelo Financial Resources
Pennsylvania
$14K – – –
APSP
91
Asset Planning Services (Pennsylvania)
Pennsylvania
$14K +$91 +2 +0.7%
AIM
92
Arcadia Investment Management
Michigan
$12K – – –
WT
93
Whittier Trust
California
$12K – – –
FHA
94
Flagship Harbor Advisors
Massachusetts
$10K – – –
GWM
95
Geneos Wealth Management
Colorado
$9K -$43.2K -950 -83%
EWM
96
Elmwood Wealth Management
California
$9K – – –
WCM
97
Whitener Capital Management
North Carolina
$9K – – –
KFS
98
Kelly Financial Services
Massachusetts
$8.52K – – –
BWA
99
BDO Wealth Advisors
Florida
$4K – – –
IF
100
Ironwood Financial
Arizona
$3K – – –
1 2 3
4
5

IAT Hedge Fund Activity: Q3 2019 in Review

104 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2019, worth a combined $110M — down 30% from $157M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of IAT and 5 opened new positions — a net loss of 9 holders — while 56 trimmed existing stakes and 19 added.

The largest buyer was Rockefeller Capital Management, adding an estimated $3.14M. The largest seller was Bank of America, cutting an estimated $20M.

  • 104 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2019, down from 115 in Q2 2019.
  • Funds reported $110M of iShares US Regional Banks ETF stock for Q3 2019, down 30% quarter-over-quarter.
  • 5 funds opened new iShares US Regional Banks ETF positions in Q3 2019 and 14 closed out, a net change of -9 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2019 was Rockefeller Capital Management, an estimated $3.14M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2019 was Bank of America, an estimated $20M sold.

Based on aggregated 13F filings for Q3 2019.