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iShares US Regional Banks ETF
IAT

115 hedge funds and large institutions have $157M invested in iShares US Regional Banks ETF in 2019 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 52 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

440% more call options, than puts

Call options by funds: $3.45M | Put options by funds: $638K

2.82% less ownership

Funds ownership: 35.16% → 32.34% (-2.8%)

7% less funds holding

Funds holding: 123 → 115 (-8)

15% less capital invested

Capital invested by funds: $185M → $157M (-$28.7M)

35% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 17

56% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 52

Holders
115
Holders Change
-8
Holders Change %
-6.5%
% of All Funds
2.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
23
Reduced
52
Closed
17
Calls
$3.45M
Puts
$638K
Net Calls
+$2.81M
Net Calls Change
+$2.34M

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$1.57M
2
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$790K
3
NFG
Next Financial Group
Texas
+$416K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$360K
5
FTIOP
Fiduciary Trust International of Pennsylvania
Pennsylvania
+$348K

Top Sellers

Rank Fund Capital Flow
1
HCMNY
Howard Capital Management (New York)
New York
-$14.7M
2
UBS Group
UBS Group
Switzerland
-$7.89M
3
Ameriprise
Ameriprise
Minnesota
-$3.28M
4
CS
Credit Suisse
Switzerland
-$1.89M
5
Morgan Stanley
Morgan Stanley
New York
-$1.78M
Name Holding Trade Value Shares
Change 		Change in
Stake
FDCDDQ
76
Federation des caisses Desjardins du Quebec
Quebec, Canada
$157K -$32.9K -720 -17%
EFSCE
77
Enterprise Financial Services Corp (EFSC)
Missouri
$148K – – –
Citigroup
78
Citigroup
New York
$143K -$21.6K -473 -13%
SF
79
Synovus Financial
Georgia
$110K – – –
PCM
80
Princeton Capital Management
New Jersey
$108K – – –
AF
81
Advisornet Financial
Minnesota
$80K +$79.8K +1,750 New
TFA
82
Toth Financial Advisory
Virginia
$78K – – –
BFEC
83
Benjamin F. Edwards & Company
Missouri
$73K -$7.8K -171 -10%
QAM
84
QCI Asset Management
New York
$72K – – –
RCAG
85
Rehmann Capital Advisory Group
Michigan
$59.3K -$15.6K -342 -21%
ASN
86
Advisory Services Network
Georgia
$54K +$52.8K +1,157 +3,990%
GWM
87
Geneos Wealth Management
Colorado
$52K – – –
AC
88
Arjuna Capital
North Carolina
$46K +$45.6K +1,000 New
CIAS
89
Capital Investment Advisory Services
North Carolina
$41K -$85.1K -1,865 -68%
AF
90
Arrow Financial
New York
$34K – – –
PCG
91
Private Capital Group
Connecticut
$30K – – –
APA
92
American Portfolios Advisors
New York
$29.4K -$48.5K -1,063 -62%
FNBOSM
93
First National Bank of South Miami
Florida
$29K – – –
FNB
94
Farmers National Bank
Kentucky
$25K – – –
YWP
95
YorkBridge Wealth Partners
New York
$25K – – –
Fidelity Investments
96
Fidelity Investments
Massachusetts
$19K -$5.79K -127 -24%
IBOK
97
Independence Bank of Kentucky
Kentucky
$18K – – –
First Manhattan
98
First Manhattan
New York
$17K +$3.42K +75 +25%
LDFR
99
Lehman & Derafelo Financial Resources
Pennsylvania
$14K – – –
APSP
100
Asset Planning Services (Pennsylvania)
Pennsylvania
$14K +$91 +2 +0.7%
2 3
4
5 6

IAT Hedge Fund Activity: Q2 2019 in Review

115 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q2 2019, worth a combined $157M — down 15% from $185M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of IAT and 11 opened new positions — a net loss of 6 holders — while 52 trimmed existing stakes and 23 added.

The largest buyer was Citadel Advisors, adding an estimated $1.57M. The largest seller was Howard Capital Management (New York), exiting entirely with an estimated $14.7M sold.

  • 115 institutional investors held iShares US Regional Banks ETF (IAT) as of Q2 2019, down from 123 in Q1 2019.
  • Funds reported $157M of iShares US Regional Banks ETF stock for Q2 2019, down 15% quarter-over-quarter.
  • 11 funds opened new iShares US Regional Banks ETF positions in Q2 2019 and 17 closed out, a net change of -6 holders.
  • The largest iShares US Regional Banks ETF buyer in Q2 2019 was Citadel Advisors, an estimated $1.57M added.
  • The largest iShares US Regional Banks ETF seller in Q2 2019 was Howard Capital Management (New York), an estimated $14.7M sold.

Based on aggregated 13F filings for Q2 2019.