We are live on ! Find out more
IAT icon

iShares US Regional Banks ETF
IAT

116 hedge funds and large institutions have $208M invested in iShares US Regional Banks ETF in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 20 increasing their positions, 52 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,195% more call options, than puts

Call options by funds: $570K | Put options by funds: $44K

1.07% less ownership

Funds ownership: 39.24% → 38.17% (-1.1%)

13% less funds holding

Funds holding: 133 → 116 (-17)

38% less capital invested

Capital invested by funds: $333M → $208M (-$125M)

49% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 35

62% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 52

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
116
Holders Change
-17
Holders Change %
-12.78%
% of All Funds
2.58%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
18
Increased
20
Reduced
52
Closed
35
Calls
$570K
Puts
$44K
Net Calls
+$526K
Net Calls Change
+$903K

Top Buyers

1
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$22.8M
2
FWCM
Ferguson Wellman Capital Management
Oregon
+$3.8M
3
LNC
Lincoln National Corp
Pennsylvania
+$3.45M
4
Goldman Sachs
Goldman Sachs
New York
+$2.35M
5
NRS
Neville Rodie & Shaw
New York
+$2.3M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$27M
2
SFI
SPC Financial Inc
Maryland
-$13.4M
3
Wells Fargo
Wells Fargo
California
-$12.4M
4
Bank of America
Bank of America
North Carolina
-$8.77M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.76M
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
76
IFP Advisors
Florida
$190K -$73.6K -1,625 -25%
FDCDDQ
77
Federation des caisses Desjardins du Quebec
Quebec, Canada
$165K – – –
GRP
78
Global Retirement Partners
California
$147K -$16.5K -364 -9%
KPW
79
Kore Private Wealth
New York
$131K +$148K +3,277 New
CIAS
80
Capital Investment Advisory Services
North Carolina
$117K +$133K +2,946 New
APA
81
American Portfolios Advisors
New York
$113K +$634 +14 +0.5%
SF
82
Synovus Financial
Georgia
$96K – – –
PCM
83
Princeton Capital Management
New Jersey
$94K – – –
BCM
84
Brasada Capital Management
Texas
$88K +$99.7K +2,200 New
BFEC
85
Benjamin F. Edwards & Company
Missouri
$75K -$3.9K -86 -4%
FA
86
Fortis Advisors
Pennsylvania
$73K +$1.22K +27 +1%
MIM
87
Macroview Investment Management
Maryland
$67K – – –
TFA
88
Toth Financial Advisory
Virginia
$67K – – –
QAM
89
QCI Asset Management
New York
$62K – – –
WCM
90
WealthBridge Capital Management
Ohio
$59K +$66.6K +1,470 New
GWM
91
Geneos Wealth Management
Colorado
$45K +$9.06K +200 +21%
RWA
92
River Wealth Advisors
Pennsylvania
$43K – – –
Fidelity Investments
93
Fidelity Investments
Massachusetts
$29K -$46K -1,015 -58%
AF
94
Arrow Financial
New York
$29K – – –
FNBOSM
95
First National Bank of South Miami
Florida
$27K +$27.2K +600 New
PCG
96
Private Capital Group
Connecticut
$24K – – –
YWP
97
YorkBridge Wealth Partners
New York
$22K – – –
IBOK
98
Independence Bank of Kentucky
Kentucky
$16K -$27.2K -600 -60%
SWM
99
SeaCrest Wealth Management
New York
$16K – – –
FHA
100
Flagship Harbor Advisors
Massachusetts
$13K +$45 +1 +0.3%
2 3
4
5 6

IAT Hedge Fund Activity: Q4 2018 in Review

116 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2018, worth a combined $208M — down 38% from $333M a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of IAT and 18 opened new positions — a net loss of 17 holders — while 52 trimmed existing stakes and 20 added.

The largest buyer was Rockefeller Capital Management, opening a new position worth an estimated $22.8M. The largest seller was Morgan Stanley, cutting an estimated $27M.

  • 116 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2018, down from 133 in Q3 2018.
  • Funds reported $208M of iShares US Regional Banks ETF stock for Q4 2018, down 38% quarter-over-quarter.
  • 18 funds opened new iShares US Regional Banks ETF positions in Q4 2018 and 35 closed out, a net change of -17 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2018 was Rockefeller Capital Management, an estimated $22.8M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2018 was Morgan Stanley, an estimated $27M sold.

Based on aggregated 13F filings for Q4 2018.