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iShares US Regional Banks ETF
IAT

158 hedge funds and large institutions have $252M invested in iShares US Regional Banks ETF in 2023 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 39 increasing their positions, 58 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more call options, than puts

Call options by funds: $6.16M | Put options by funds: $4.1M

28% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 18

1% more funds holding

Funds holding: 156 → 158 (+2)

8.41% less ownership

Funds ownership: 48.75% → 40.35% (-8.4%)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

33% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 58

36% less capital invested

Capital invested by funds: $394M → $252M (-$142M)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
23
Increased
39
Reduced
58
Closed
18
Calls
$6.16M
Puts
$4.1M
Net Calls
+$2.07M
Net Calls Change
-$15.5M

Top Buyers

1
LIA
Luken Investment Analytics
Tennessee
+$4.76M
2
CAG
Crestwood Advisors Group
Massachusetts
+$3.2M
3
AWC
Abundance Wealth Counselors
Pennsylvania
+$3.11M
4
Ameriprise
Ameriprise
Minnesota
+$2.74M
5
Toronto Dominion Bank
Toronto Dominion Bank
Ontario, Canada
+$1.98M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$139M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.66M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$3.78M
4
LPL Financial
LPL Financial
California
-$3.68M
5
HighTower Advisors
HighTower Advisors
Illinois
-$2.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
JMPWA
51
JP Morgan Private Wealth Advisors
California
$643K -$167K -4,641 -20%
NSIM
52
North Star Investment Management
Illinois
$621K -$3.6K -100 -0.5%
CFSG
53
Community Financial Services Group
Vermont
$621K +$665K +18,471 New
CIAS
54
Capital Investment Advisory Services
North Carolina
$615K -$35.6K -989 -5%
CWM
55
C2C Wealth Management
Arizona
$602K -$205K -5,700 -24%
HighTower Advisors
56
HighTower Advisors
Illinois
$600K -$2.31M -64,295 -78%
SFP
57
Sweet Financial Partners
Minnesota
$548K +$9.18K +255 +2%
Bank of Montreal
58
Bank of Montreal
Ontario, Canada
$519K +$354K +9,844 +201%
IFG
59
Independent Financial Group
California
$498K +$68.4K +1,900 +15%
TCA
60
Transcend Capital Advisors
New Jersey
$491K – – –
SFS
61
Sowell Financial Services
Arkansas
$478K +$505K +14,026 New
CCFCSB
62
Cape Cod Five Cents Savings Bank
Massachusetts
$476K +$170K +4,723 +50%
Thrivent Financial for Lutherans
63
Thrivent Financial for Lutherans
Minnesota
$458K +$36 +1 +0%
Simplex Trading
64
Simplex Trading
Illinois
$457K -$347K -9,645 -41%
Rockefeller Capital Management
65
Rockefeller Capital Management
New York
$449K -$11.9K -330 -2%
WMP
66
Wealth Management Partners
Arizona
$444K +$24.9K +691 +6%
CA
67
CoreCap Advisors
Michigan
$435K -$73.1K -2,032 -14%
Stifel Financial
68
Stifel Financial
Missouri
$418K -$83.9K -2,332 -16%
WS
69
Wedbush Securities
California
$376K – – –
MGIA
70
Moneta Group Investment Advisors
Missouri
$366K +$14.8K +410 +4%
Creative Planning
71
Creative Planning
Kansas
$360K -$156K -4,331 -29%
VWM
72
Venturi Wealth Management
Texas
$353K -$21.7K -602 -5%
HH
73
Hilltop Holdings
Texas
$348K +$10.8K +300 +3%
PP
74
Patten & Patten
Tennessee
$348K – – –
CCM
75
Coerente Capital Management
Ontario, Canada
$344K +$369K +10,250 New
1 2
3
4 5

IAT Hedge Fund Activity: Q3 2023 in Review

158 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2023, worth a combined $252M — down 36% from $394M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new IAT positions and 18 closed out — a net gain of 5 holders — while 39 added to existing stakes and 58 trimmed.

The largest buyer was Luken Investment Analytics, adding an estimated $4.76M. The largest seller was Bank of America, cutting an estimated $139M.

  • 158 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2023, up from 156 in Q2 2023.
  • Funds reported $252M of iShares US Regional Banks ETF stock for Q3 2023, down 36% quarter-over-quarter.
  • 23 funds opened new iShares US Regional Banks ETF positions in Q3 2023 and 18 closed out, a net change of +5 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2023 was Luken Investment Analytics, an estimated $4.76M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2023 was Bank of America, an estimated $139M sold.

Based on aggregated 13F filings for Q3 2023.