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iShares US Regional Banks ETF
IAT

93 hedge funds and large institutions have $61.7M invested in iShares US Regional Banks ETF in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 22 increasing their positions, 33 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.63% less ownership

Funds ownership: 31.52% → 28.89% (-2.6%)

3% less funds holding

Funds holding: 96 → 93 (-3)

17% less capital invested

Capital invested by funds: $74.7M → $61.7M (-$13M)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

33% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 33

Holders
93
Holders Change
-3
Holders Change %
-3.13%
% of All Funds
1.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
22
Reduced
33
Closed
9
Calls
$301K
Puts
–
Net Calls
+$301K
Net Calls Change
-$61K

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$1.35M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.04M
3
TRCT
Tower Research Capital (TRC)
New York
+$793K
4
PAG
Private Advisor Group
New Jersey
+$775K
5
Goldman Sachs
Goldman Sachs
New York
+$380K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$2.3M
2
Bank of America
Bank of America
North Carolina
-$2.15M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.81M
4
SPIA
Steward Partners Investment Advisory
New York
-$1.38M
5
MIAN
Mariner Independent Advisor Network
Kansas
-$1.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
SPIA
51
Steward Partners Investment Advisory
New York
$108K -$1.38M -40,788 -92%
EFSCE
52
Enterprise Financial Services Corp (EFSC)
Missouri
$100K – – –
Citigroup
53
Citigroup
New York
$90K -$5.06K -150 -5%
PFGIA
54
Patriot Financial Group Insurance Agency
Massachusetts
$89K +$8.57K +254 +10%
QCG
55
Quadrant Capital Group
Ohio
$83K – – –
FDCDDQ
56
Federation des caisses Desjardins du Quebec
Quebec, Canada
$79.6K – – –
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$74K -$236 -7 -0.3%
AF
58
Advisornet Financial
Minnesota
$64K +$169 +5 +0.3%
IA
59
IFP Advisors
Florida
$53K +$101 +3 +0.2%
TFA
60
Toth Financial Advisory
Virginia
$52K -$3.38K -100 -6%
BFEC
61
Benjamin F. Edwards & Company
Missouri
$51K +$506 +15 +1%
CAAS
62
Capital Asset Advisory Services
Michigan
$43K – – –
AIM
63
Arcadia Investment Management
Michigan
$39K – – –
TPWA
64
TRUE Private Wealth Advisors
Oregon
$38K – – –
CIAS
65
Capital Investment Advisory Services
North Carolina
$38K +$38.8K +1,150 New
PFPT
66
Pinnacle Financial Partners (Tennessee)
Tennessee
$34K -$17.4K -515 -33%
William Blair & Company
67
William Blair & Company
Illinois
$34K – – –
PA
68
Parallel Advisors
California
$33K – – –
AF
69
Arrow Financial
New York
$24K – – –
PCG
70
Private Capital Group
Connecticut
$20K – – –
FPB
71
First PREMIER Bank
South Dakota
$16K – – –
GRP
72
Global Retirement Partners
California
$15K +$169 +5 +1%
AWA
73
Arkadios Wealth Advisors
Georgia
$14.6K -$6.92K -205 -33%
Bank of Montreal
74
Bank of Montreal
Ontario, Canada
$14K – – –
OSNBOA
75
Old Second National Bank of Aurora
Illinois
$14K – – –
1 2
3
4 5

IAT Hedge Fund Activity: Q3 2020 in Review

93 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2020, worth a combined $61.7M — down 17% from $74.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of IAT and 6 opened new positions — a net loss of 3 holders — while 33 trimmed existing stakes and 22 added.

The largest buyer was Raymond James & Associates, adding an estimated $1.35M. The largest seller was UBS Group, cutting an estimated $2.3M.

  • 93 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2020, down from 96 in Q2 2020.
  • Funds reported $61.7M of iShares US Regional Banks ETF stock for Q3 2020, down 17% quarter-over-quarter.
  • 6 funds opened new iShares US Regional Banks ETF positions in Q3 2020 and 9 closed out, a net change of -3 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2020 was Raymond James & Associates, an estimated $1.35M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2020 was UBS Group, an estimated $2.3M sold.

Based on aggregated 13F filings for Q3 2020.