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iShares US Regional Banks ETF

104 hedge funds and large institutions have $110M invested in iShares US Regional Banks ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 56 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

265% more call options, than puts

Call options by funds: $4.01M | Put options by funds: $1.1M

4.41% less ownership

Funds ownership: 32.34%27.93% (-4.4%)

10% less funds holding

Funds holding: 115104 (-11)

30% less capital invested

Capital invested by funds: $157M → $110M (-$46.8M)

64% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 14

66% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 56

Holders
104
Holders Change
-11
Holders Change %
-9.57%
% of All Funds
2.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
19
Reduced
56
Closed
14
Calls
$4.01M
Puts
$1.1M
Net Calls
+$2.91M
Net Calls Change
+$98K
Name Holding Trade Value Shares
Change
Change in
Stake
5L
51
55I LLC
Massachusetts
$304K +$297K +6,523 New
FTIOP
52
Fiduciary Trust International of Pennsylvania
Pennsylvania
$290K -$63.7K -1,400 -18%
EAM
53
Evanson Asset Management
California
$284K
Carson Wealth (CWM LLC)
54
Carson Wealth (CWM LLC)
Nebraska
$282K
William Blair & Company
55
William Blair & Company
Illinois
$277K -$159K -3,500 -37%
LPIC
56
LeJeune Puetz Investment Counsel
Michigan
$277K -$36.4K -800 -12%
NFG
57
Next Financial Group
Texas
$274K -$202K -4,433 -43%
MML Investors Services
58
MML Investors Services
Massachusetts
$268K -$1.35M -29,625 -84%
DCM
59
Donaldson Capital Management
Indiana
$268K +$137 +3 +0.1%
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$264K -$24.2K -532 -9%
HighTower Advisors
61
HighTower Advisors
Illinois
$258K -$784K -17,224 -76%
Jane Street
62
Jane Street
New York
$248K -$1.49M -32,680 -86%
FHA
63
First Horizon Advisors
Tennessee
$236K +$46 +1 +0%
BTS
64
BB&T Securities
Virginia
$224K +$5.83K +128 +3%
CFGS
65
Concourse Financial Group Securities
Alabama
$219K -$166K -3,644 -44%
EFSCE
66
Enterprise Financial Services Corp (EFSC)
Missouri
$217K +$64.8K +1,423 +44%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$211K -$24.8K -545 -11%
CFA
68
Carroll Financial Associates
North Carolina
$194K -$169K -3,712 -47%
Bank of Montreal
69
Bank of Montreal
Ontario, Canada
$191K -$8.92K -196 -5%
PA
70
Parallel Advisors
California
$183K +$9.24K +203 +5%
PFGIA
71
Patriot Financial Group Insurance Agency
Massachusetts
$172K -$90.8K -1,994 -35%
AF
72
Advisornet Financial
Minnesota
$150K +$67.1K +1,474 +84%
FDCDDQ
73
Federation des caisses Desjardins du Quebec
Quebec, Canada
$149K -$9.88K -217 -6%
SF
74
Synovus Financial
Georgia
$112K
Citigroup
75
Citigroup
New York
$90K -$54.1K -1,189 -38%

IAT Hedge Fund Activity: Q3 2019 in Review

104 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2019, worth a combined $110M — down 30% from $157M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of IAT and 5 opened new positions — a net loss of 9 holders — while 56 trimmed existing stakes and 19 added.

The largest buyer was Rockefeller Capital Management, adding an estimated $3.14M. The largest seller was Bank of America, cutting an estimated $20M.

  • 104 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2019, down from 115 in Q2 2019.
  • Funds reported $110M of iShares US Regional Banks ETF stock for Q3 2019, down 30% quarter-over-quarter.
  • 5 funds opened new iShares US Regional Banks ETF positions in Q3 2019 and 14 closed out, a net change of -9 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2019 was Rockefeller Capital Management, an estimated $3.14M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2019 was Bank of America, an estimated $20M sold.

Based on aggregated 13F filings for Q3 2019.