We are live on ! Find out more
IAT icon

iShares US Regional Banks ETF

104 hedge funds and large institutions have $110M invested in iShares US Regional Banks ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 56 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

265% more call options, than puts

Call options by funds: $4.01M | Put options by funds: $1.1M

4.41% less ownership

Funds ownership: 32.34%27.93% (-4.4%)

10% less funds holding

Funds holding: 115104 (-11)

30% less capital invested

Capital invested by funds: $157M → $110M (-$46.8M)

64% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 14

66% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 56

Holders
104
Holders Change
-11
Holders Change %
-9.57%
% of All Funds
2.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
19
Reduced
56
Closed
14
Calls
$4.01M
Puts
$1.1M
Net Calls
+$2.91M
Net Calls Change
+$98K
Name Holding Trade Value Shares
Change
Change in
Stake
CS
26
Credit Suisse
Switzerland
$1.02M -$1.7M -37,292 -63%
NSIM
27
North Star Investment Management
Illinois
$946K -$43.2K -950 -4%
NRS
28
Neville Rodie & Shaw
New York
$816K -$728K -16,000 -48%
JIC
29
Joel Isaacson & Co
New York
$737K
PAG
30
Private Advisor Group
New Jersey
$602K -$367K -8,054 -38%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$600K -$45.1K -990 -7%
MIAN
32
Mariner Independent Advisor Network
Kansas
$562K -$98.2K -2,158 -15%
JMPWA
33
JP Morgan Private Wealth Advisors
California
$516K -$2.73K -60 -0.5%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$499K -$598K -13,128 -55%
AA
35
AlphaMark Advisors
Kentucky
$486K -$6.83K -150 -1%
PWW
36
Pettyjohn Wood & White
Virginia
$456K -$18.2K -400 -4%
WIC
37
Woodmont Investment Counsel
Tennessee
$447K -$85.3K -1,875 -16%
FAAS
38
First Allied Advisory Services
California
$444K -$4.83K -106 -1%
SWP
39
Stratos Wealth Partners
Ohio
$422K -$15.8K -347 -4%
PFPT
40
Pinnacle Financial Partners (Tennessee)
Tennessee
$418K -$5.01K -110 -1%
SPIA
41
Steward Partners Investment Advisory
New York
$418K +$65.5K +1,440 +19%
AIC
42
Ameritas Investment Company
Nebraska
$372K +$353K +7,756 New
PP
43
Patten & Patten
Tennessee
$365K
TSS
44
Two Sigma Securities
New York
$362K -$386K -8,480 -52%
AG
45
Advisor Group
Arizona
$358K -$18.7K -410 -5%
SB
46
Suntrust Banks
Georgia
$357K -$81.2K -1,783 -19%
BA
47
Ballew Advisors
Mississippi
$354K -$1.05K -23 -0.3%
TFF
48
The Family Firm
Maryland
$348K +$25.6K +563 +8%
FFN
49
Focus Financial Network
Minnesota
$330K -$10.8K -237 -3%
SC
50
Scotia Capital
Ontario, Canada
$318K +$45.7K +1,004 +17%

IAT Hedge Fund Activity: Q3 2019 in Review

104 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2019, worth a combined $110M — down 30% from $157M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of IAT and 5 opened new positions — a net loss of 9 holders — while 56 trimmed existing stakes and 19 added.

The largest buyer was Rockefeller Capital Management, adding an estimated $3.14M. The largest seller was Bank of America, cutting an estimated $20M.

  • 104 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2019, down from 115 in Q2 2019.
  • Funds reported $110M of iShares US Regional Banks ETF stock for Q3 2019, down 30% quarter-over-quarter.
  • 5 funds opened new iShares US Regional Banks ETF positions in Q3 2019 and 14 closed out, a net change of -9 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2019 was Rockefeller Capital Management, an estimated $3.14M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2019 was Bank of America, an estimated $20M sold.

Based on aggregated 13F filings for Q3 2019.