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iShares US Regional Banks ETF
IAT

124 hedge funds and large institutions have $299M invested in iShares US Regional Banks ETF in 2017 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 35 increasing their positions, 37 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 8

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

20% more funds holding

Funds holding: 103 → 124 (+21)

8% more capital invested

Capital invested by funds: $278M → $299M (+$21.3M)

1.09% more ownership

Funds ownership: 39.97% → 41.06% (+1.1%)

5% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 37

33% less call options, than puts

Call options by funds: $1.01M | Put options by funds: $1.51M

Holders
124
Holders Change
+21
Holders Change %
+20.39%
% of All Funds
2.81%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
30
Increased
35
Reduced
37
Closed
8
Calls
$1.01M
Puts
$1.51M
Net Calls
-$498K
Net Calls Change
-$1.27M

Top Buyers

1
FIM
Foresters Investment Management
New York
+$4.58M
2
UBS Group
UBS Group
Switzerland
+$3.34M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.69M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.26M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.87M

Top Sellers

1
SG Americas Securities
SG Americas Securities
New York
-$4.94M
2
TSS
Two Sigma Securities
New York
-$4.68M
3
Morgan Stanley
Morgan Stanley
New York
-$3.89M
4
NFG
Next Financial Group
Texas
-$2.18M
5
CS
Credit Suisse
Switzerland
-$1.98M
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$2.34M -$930K -19,392 -29%
OC
27
Oppenheimer & Co
New York
$2.12M -$709K -14,767 -26%
CS
28
Credit Suisse
Switzerland
$2.09M -$1.98M -41,177 -49%
PFPT
29
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.86M -$235K -4,893 -11%
Citadel Advisors
30
Citadel Advisors
Florida
$1.68M +$1.07M +22,215 +189%
CA
31
Cetera Advisors
Colorado
$1.51M +$48.1K +1,002 +3%
MML Investors Services
32
MML Investors Services
Massachusetts
$1.45M +$183K +3,820 +15%
NSIM
33
North Star Investment Management
Illinois
$1.31M -$7.2K -150 -0.6%
MIAN
34
Mariner Independent Advisor Network
Kansas
$1.17M -$82.2K -1,714 -7%
EWA
35
EP Wealth Advisors
California
$1.14M -$287K -5,990 -21%
UR
36
USCA RIA
Texas
$1.14M +$449K +9,366 +68%
TRCT
37
Tower Research Capital (TRC)
New York
$1.05M +$1.02M +21,220 New
HighTower Advisors
38
HighTower Advisors
Illinois
$1.02M +$253K +5,265 +34%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$977K -$614K -12,789 -39%
FTIOP
40
Fiduciary Trust International of Pennsylvania
Pennsylvania
$915K +$890K +18,555 New
AA
41
AlphaMark Advisors
Kentucky
$902K +$7.2K +150 +0.8%
FAAS
42
First Allied Advisory Services
California
$790K -$433K -9,033 -36%
JIC
43
Joel Isaacson & Co
New York
$780K – – –
SC
44
Scotia Capital
Ontario, Canada
$729K -$24.2K -504 -3%
SWP
45
Stratos Wealth Partners
Ohio
$723K +$140K +2,921 +25%
JP Morgan Chase
46
JP Morgan Chase
New York
$694K +$16.3K +340 +2%
Handelsbanken Fonder
47
Handelsbanken Fonder
Sweden
$690K -$48K -1,000 -7%
SB
48
Suntrust Banks
Georgia
$611K -$1.21M -25,147 -67%
IH
49
IFC Holdings
Florida
$608K +$6.81K +142 +1%
SI
50
SII Investments
Wisconsin
$602K +$113K +2,359 +24%
1
2
3 4 5

IAT Hedge Fund Activity: Q4 2017 in Review

124 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2017, worth a combined $299M — up 7.7% from $278M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new IAT positions and 8 closed out — a net gain of 22 holders — while 35 added to existing stakes and 37 trimmed.

The largest buyer was Foresters Investment Management, opening a new position worth an estimated $4.58M. The largest seller was SG Americas Securities, cutting an estimated $4.94M.

  • 124 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2017, up from 103 in Q3 2017.
  • Funds reported $299M of iShares US Regional Banks ETF stock for Q4 2017, up 7.7% quarter-over-quarter.
  • 30 funds opened new iShares US Regional Banks ETF positions in Q4 2017 and 8 closed out, a net change of +22 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2017 was Foresters Investment Management, an estimated $4.58M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2017 was SG Americas Securities, an estimated $4.94M sold.

Based on aggregated 13F filings for Q4 2017.