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iShares US Regional Banks ETF
IAT

78 hedge funds and large institutions have $91.8M invested in iShares US Regional Banks ETF in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,259% more call options, than puts

Call options by funds: $2.72M | Put options by funds: $200K

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

4% more funds holding

Funds holding: 75 → 78 (+3)

2.37% more ownership

Funds ownership: 30.05% → 32.42% (+2.4%)

23% less capital invested

Capital invested by funds: $119M → $91.8M (-$27.2M)

39% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 31

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
78
Holders Change
+3
Holders Change %
+4%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
11
Increased
19
Reduced
31
Closed
8
Calls
$2.72M
Puts
$200K
Net Calls
+$2.52M
Net Calls Change
+$645K

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$1.71M
2
Citadel Advisors
Citadel Advisors
Florida
+$1.05M
3
MIAN
Mariner Independent Advisor Network
Kansas
+$788K
4
Ameriprise
Ameriprise
Minnesota
+$777K
5
FA
FDx Advisors
Illinois
+$561K

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$7.58M
2
JFG
Jefferies Financial Group
New York
-$6.97M
3
Goldman Sachs
Goldman Sachs
New York
-$6.73M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.21M
5
BPC
Banque Pictet & Cie
Switzerland
-$2.49M
Name Holding Trade Value Shares
Change 		Change in
Stake
VKH
26
Virtu KCG Holdings
New York
$760K -$1.37M -39,846 -65%
Stifel Financial
27
Stifel Financial
Missouri
$667K -$43.2K -1,260 -6%
FA
28
FDx Advisors
Illinois
$659K +$561K +16,368 New
SB
29
Suntrust Banks
Georgia
$630K +$47.3K +1,381 +8%
AA
30
AlphaMark Advisors
Kentucky
$606K -$5.83K -170 -1%
WIC
31
Woodmont Investment Counsel
Tennessee
$584K +$13.7K +400 +2%
JIC
32
Joel Isaacson & Co
New York
$557K – – –
VF
33
Virtu Financial
New York
$497K +$484K +14,125 New
SPC
34
Sigma Planning Corp
Michigan
$497K +$484K +14,130 New
DCM
35
Donaldson Capital Management
Indiana
$468K – – –
FAAS
36
First Allied Advisory Services
California
$459K -$926 -27 -0.2%
US Bancorp
37
US Bancorp
Minnesota
$457K +$186K +5,433 +72%
RJA
38
Raymond James & Associates
Florida
$436K -$318K -9,263 -43%
JMPWA
39
JP Morgan Private Wealth Advisors
California
$398K +$18.5K +541 +5%
Millennium Management
40
Millennium Management
New York
$391K +$381K +11,111 New
WP
41
WealthPLAN Partners
Nebraska
$386K -$375K -10,925 -50%
PWW
42
Pettyjohn Wood & White
Virginia
$379K – – –
TH
43
Timber Hill
Connecticut
$347K +$338K +9,871 New
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$315K -$35.8K -1,044 -10%
PP
45
Patten & Patten
Tennessee
$305K – – –
PAG
46
Private Advisor Group
New Jersey
$301K -$36.1K -1,054 -11%
SC
47
Scotia Capital
Ontario, Canada
$296K +$20.6K +602 +8%
BTS
48
BB&T Securities
Virginia
$296K +$289K +8,435 New
CFA
49
Carroll Financial Associates
North Carolina
$292K +$218K +6,360 +324%
SI
50
SII Investments
Wisconsin
$253K +$11.1K +323 +5%
1
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IAT Hedge Fund Activity: Q3 2016 in Review

78 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2016, worth a combined $91.8M — down 23% from $119M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IAT positions and 8 closed out — a net gain of 3 holders — while 19 added to existing stakes and 31 trimmed.

The largest buyer was UBS Group, adding an estimated $1.71M. The largest seller was Credit Suisse, cutting an estimated $7.58M.

  • 78 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2016, up from 75 in Q2 2016.
  • Funds reported $91.8M of iShares US Regional Banks ETF stock for Q3 2016, down 23% quarter-over-quarter.
  • 11 funds opened new iShares US Regional Banks ETF positions in Q3 2016 and 8 closed out, a net change of +3 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2016 was UBS Group, an estimated $1.71M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2016 was Credit Suisse, an estimated $7.58M sold.

Based on aggregated 13F filings for Q3 2016.