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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
FAIM
251
Financial Advocates Investment Management
Washington
-$191K -14,093 Closed
SEI Investments
252
SEI Investments
Pennsylvania
-$190K -13,036 Closed
EGA
253
Eagle Global Advisors
Texas
-$171K -12,710 Closed
Squarepoint
254
Squarepoint
New York
-$155K -11,481 Closed
CCM
255
Chilton Capital Management
Texas
-$85K -6,305 Closed
Fifth Third Bancorp
256
Fifth Third Bancorp
Ohio
-$81K -6,034 Closed
SWM
257
SeaCrest Wealth Management
New York
-$57K -4,250 Closed
JPLA
258
Joseph P. Lucia & Associates
New York
-$43K -3,171 Closed
UB
259
UMB Bank
Missouri
-$24K -1,764 Closed
TPCW
260
TD Private Client Wealth
New York
-$20.1K -1,488 Closed
BI
261
Bramshill Investments
Florida
-$16K -1,214 Closed
AWM
262
Activest Wealth Management
Florida
-$10K -765 Closed
TCWM
263
Total Clarity Wealth Management
Illinois
-$9K -700 Closed
VVP
264
Venture Visionary Partners
Ohio
-$5.4K -400 Closed
GWMIA
265
Global Wealth Management Investment Advisory
Florida
-$5K -392 Closed
GA
266
GoalVest Advisory
New York
-$3K -200 Closed
MFT
267
Moisand Fitzgerald Tamayo
Florida
-$2K -131 Closed
WOSD
268
WFA of San Diego
California
-$2K -131 Closed
Citigroup
269
Citigroup
New York
-$1K -76 Closed
Fidelity Investments
270
Fidelity Investments
Massachusetts
+$29 +2 +200%
HGERS
271
Householder Group Estate & Retirement Specialist
Arizona
+$485 +34 New
HNB
272
Huntington National Bank
Ohio
+$1.14K +80 New