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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IWM
151
Iams Wealth Management
Nebraska
– -$405K -5,026 Closed
Ameritas Advisory Services
152
Ameritas Advisory Services
Nebraska
– -$231K -2,892 Closed
SIS
153
Strategic Investment Solutions
Illinois
– -$71K -851 Closed
FAM
154
Flaharty Asset Management
Florida
– -$60.1K -745 Closed
AssetMark Inc
155
AssetMark Inc
California
– -$38.3K -475 Closed
Legacy Financial Group (Iowa)
156
Legacy Financial Group (Iowa)
Iowa
– -$21.1K -262 Closed
BWP
157
Baldwin Wealth Partners
Massachusetts
– -$19.4K -240 Closed
Blue Trust Inc
158
Blue Trust Inc
Georgia
– -$10K -126 Closed