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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ACM
76
Aviance Capital Management
Florida
– -$2.81M -56,434 Closed
Stephens Inc
77
Stephens Inc
Arkansas
– -$1.31M -26,355 Closed
Citadel Advisors
78
Citadel Advisors
Florida
– -$831K -16,703 Closed
Credit Suisse
79
Credit Suisse
Switzerland
– -$209K -4,203 Closed
Fifth Third Bancorp
80
Fifth Third Bancorp
Ohio
– -$10K -192 Closed