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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$48.9K
JP Morgan Chase
52
JP Morgan Chase
New York
$35.2K -$974K -20,252 -97%
NS
53
NBC Securities
Alabama
$33K +$8.36K +174 +35%
MIM
54
MTM Investment Management
South Carolina
$30.5K
TCOT
55
Trust Company of Toledo
Ohio
$24.9K +$23.7K +494 New
SS
56
Sunbelt Securities
Texas
$13.8K
FFA
57
Farther Finance Advisors
California
$9.83K
IA
58
IFP Advisors
Florida
$8.82K
GRP
59
Global Retirement Partners
California
$7.46K +$7.11K +148 New
Citigroup
60
Citigroup
New York
$5.87K
SWM
61
Spire Wealth Management
Virginia
$3.89K
KGP
62
Keystone Global Partners
Colorado
$2.52K +$2.4K +50 New
CAM
63
Creekmur Asset Management
Illinois
$2.37K
Carson Wealth (CWM LLC)
64
Carson Wealth (CWM LLC)
Nebraska
$2K +$1.54K +32 New
TFA
65
Transamerica Financial Advisors
Florida
$1.56K
Two Sigma Investments
66
Two Sigma Investments
New York
-$1.66M -33,300 Closed
DWP
67
Daymark Wealth Partners
Ohio
-$1.04M -20,914 Closed
BEI
68
Benjamin Edwards Inc
Missouri
-$695K -13,970 Closed
HF
69
HRT Financial
New York
-$474K -9,541 Closed
FTUS
70
Flow Traders U.S.
New York
-$351K -7,059 Closed
SMC
71
Smith, Moore & Co
Missouri
-$333K -6,699 Closed
CWM
72
Cornerstone Wealth Management
Missouri
-$289K -5,810 Closed
Janney Montgomery Scott
73
Janney Montgomery Scott
Pennsylvania
-$204K -4,106 Closed
FFA
74
Founders Financial Alliance
North Carolina
-$141K -2,831 Closed
SPIA
75
Steward Partners Investment Advisory
New York
-$4.72K -95 Closed