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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FFA
51
Founders Financial Alliance
North Carolina
$141K
CAL
52
Capital Analysts LLC
Pennsylvania
$98K +$29.6K +557 +39%
CWM
53
Cranbrook Wealth Management
Michigan
$90.5K
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$79.9K -$4.36K -82 -5%
GI
55
GAMMA Investing
California
$72.8K
CFD
56
Creative Financial Designs
Indiana
$63.4K -$29.4K -552 -30%
AAG
57
Accordant Advisory Group
Maryland
$49.7K
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$48.2K
MIM
59
MTM Investment Management
South Carolina
$30.1K
NS
60
NBC Securities
Alabama
$24K +$26.6K +500 New
SS
61
Sunbelt Securities
Texas
$12.4K
FFA
62
Farther Finance Advisors
California
$9.7K
IA
63
IFP Advisors
Florida
$8.7K
Citigroup
64
Citigroup
New York
$5.79K
SPIA
65
Steward Partners Investment Advisory
New York
$4.72K
SWM
66
Spire Wealth Management
Virginia
$3.84K
Fidelity Investments
67
Fidelity Investments
Massachusetts
$3.22K -$26.2K -492 -88%
CAM
68
Creekmur Asset Management
Illinois
$2.34K
TFA
69
Transamerica Financial Advisors
Florida
$2K
SW
70
Simplicity Wealth
New Jersey
-$16M -290,153 Closed
CF
71
Centaurus Financial
California
-$552K -10,031 Closed
Jane Street
72
Jane Street
New York
-$274K -4,979 Closed
DADC
73
D.A. Davidson & Co
Montana
-$216K -3,924 Closed
LFAS
74
Level Four Advisory Services
Texas
-$203K -3,691 Closed
FPAS
75
Focus Partners Advisor Solutions
Missouri
-$201K -3,657 Closed