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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAL
51
Capital Analysts LLC
Pennsylvania
$114K +$25K +539 +24%
FFA
52
Founders Financial Alliance
North Carolina
$113K
CWM
53
Cranbrook Wealth Management
Michigan
$74K
SPIA
54
Steward Partners Investment Advisory
New York
$53K -$1.57M -33,999 -96%
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$47K +$1.67K +36 +3%
Fidelity Investments
56
Fidelity Investments
Massachusetts
$42K +$46 +1 +0.1%
GRP
57
Global Retirement Partners
California
$40K +$7.23K +156 +22%
SWM
58
Spire Wealth Management
Virginia
$30K -$78.8K -1,702 -70%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$30K -$43.5K -939 -56%
MIM
60
MTM Investment Management
South Carolina
$25K +$13K +280 +86%
CFGS
61
Concourse Financial Group Securities
Alabama
$22K
DWMG
62
DB Wealth Management Group
California
$22K +$24.7K +534 New
VCM
63
Vigilant Capital Management
Maine
$13K +$14.5K +312 New
IA
64
IFP Advisors
Florida
$10K -$9.64K -208 -44%
TWC
65
TD Waterhouse Canada
Ontario, Canada
$9.26K
APA
66
American Portfolios Advisors
New York
$4.05K
Citigroup
67
Citigroup
New York
$4K
OPOWM
68
One Plus One Wealth Management
Florida
-$5.43M -123,249 Closed
SMF
69
Sterling Manor Financial
New York
-$2.03M -46,196 Closed
ARC
70
Advisor Resource Council
Texas
-$460K -10,452 Closed
AWM
71
AE Wealth Management
Kansas
-$220K -4,995 Closed
AWA
72
Arkadios Wealth Advisors
Georgia
-$207K -4,703 Closed
SWM
73
SeaCrest Wealth Management
New York
-$120K -2,726 Closed
RG
74
Retirement Group
California
-$1K -25 Closed