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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
51
AE Wealth Management
Kansas
$230K -$22.9K -443 -9%
IWA
52
Intercontinental Wealth Advisors
Texas
$204K
FFA
53
Founders Financial Alliance
North Carolina
$143K
CAL
54
Capital Analysts LLC
Pennsylvania
$116K +$117K +2,265 New
Fidelity Investments
55
Fidelity Investments
Massachusetts
$109K +$56.7K +1,096 +106%
CWM
56
Cranbrook Wealth Management
Michigan
$93K
GWM
57
Geneos Wealth Management
Colorado
$72K +$73.1K +1,413 New
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$58K +$21.1K +407 +55%
CFGS
59
Concourse Financial Group Securities
Alabama
$46K -$94.4K -1,825 -67%
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$38K -$1.24K -24 -3%
GRP
61
Global Retirement Partners
California
$33K +$36.8K +712 New
TFA
62
Transamerica Financial Advisors
Florida
$25K +$24.5K +474 New
MIM
63
MTM Investment Management
South Carolina
$17K
IA
64
IFP Advisors
Florida
$17K +$4.66K +90 +24%
PFS
65
Prospera Financial Services
Texas
$10K +$10.3K +200 New
APA
66
American Portfolios Advisors
New York
$5.11K
RG
67
Retirement Group
California
$1K
Citadel Advisors
68
Citadel Advisors
Florida
-$2.11M -39,713 Closed
CA
69
CoreCap Advisors
Michigan
-$1.38M -26,000 Closed
FTUS
70
Flow Traders U.S.
New York
-$588K -11,080 Closed
ARC
71
Advisor Resource Council
Texas
-$562K -10,588 Closed
OC
72
Oppenheimer & Co
New York
-$478K -9,003 Closed
WFA
73
WMG Financial Advisors
Tennessee
-$368K -6,936 Closed
KPWS
74
Kestra Private Wealth Services
Texas
-$314K -5,923 Closed
HighTower Advisors
75
HighTower Advisors
Illinois
-$247K -4,706 Closed