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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TWM
26
TCFG Wealth Management
California
$511K
Wealth Enhancement Advisory Services
27
Wealth Enhancement Advisory Services
Minnesota
$445K
PAG
28
Private Advisor Group
New Jersey
$383K -$255K -4,569 -40%
SEIA
29
Signature Estate & Investment Advisors
California
$365K -$115K -2,055 -24%
WA
30
Waverly Advisors
Alabama
$352K -$558 -10 -0.2%
Jones Financial Companies
31
Jones Financial Companies
Missouri
$345K -$5.63K -101 -2%
MML Investors Services
32
MML Investors Services
Massachusetts
$324K +$65.9K +1,182 +26%
HI
33
Harbour Investments
Wisconsin
$311K -$45K -806 -13%
MWA
34
Medallion Wealth Advisors
Connecticut
$292K +$3.68K +66 +1%
AA
35
Advisory Alpha
Michigan
$282K +$278K +4,975 New
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$273K +$30.5K +547 +13%
AA
37
Advisory Advocates
Michigan
$267K +$262K +4,702 New
PWP
38
Prasad Wealth Partners
Ohio
$256K -$12.1K -216 -5%
NWM
39
Northwest Wealth Management
Iowa
$207K
FPAS
40
Focus Partners Advisor Solutions
Missouri
$207K +$204K +3,657 New
LFAS
41
Level Four Advisory Services
Texas
$204K
Corient Private Wealth
42
Corient Private Wealth
Florida
$202K +$199K +3,565 New
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
$201K -$2.96K -53 -1%
WWMSC
44
Wagner Wealth Management (South Carolina)
South Carolina
$191K -$5.41K -97 -3%
JP Morgan Chase
45
JP Morgan Chase
New York
$177K +$123K +2,198 +238%
PWAM
46
Private Wealth Asset Management
Iowa
$176K
CAL
47
Capital Analysts LLC
Pennsylvania
$112K
CWM
48
Cranbrook Wealth Management
Michigan
$103K
CFD
49
Creative Financial Designs
Indiana
$85.5K +$1.12K +20 +1%
GI
50
GAMMA Investing
California
$71.4K -$11.4K -204 -14%