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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$729K -$28.6K -505 -4%
Stifel Financial
27
Stifel Financial
Missouri
$653K -$3.32M -58,621 -83%
GWP
28
Gateway Wealth Partners
Wisconsin
$644K +$25.2K +446 +4%
CF
29
Centaurus Financial
California
$552K +$568K +10,031 New
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$525K +$26.2K +463 +5%
CPIG
31
Chicago Partners Investment Group
Illinois
$519K +$9.28K +164 +2%
Goldman Sachs
32
Goldman Sachs
New York
$496K -$534K -9,427 -51%
TWM
33
TCFG Wealth Management
California
$496K
Wealth Enhancement Advisory Services
34
Wealth Enhancement Advisory Services
Minnesota
$453K +$466K +8,240 New
Two Sigma Investments
35
Two Sigma Investments
New York
$429K -$164K -2,900 -27%
HI
36
Harbour Investments
Wisconsin
$426K -$22.8K -403 -5%
MML Investors Services
37
MML Investors Services
Massachusetts
$417K -$6.74K -119 -2%
SMC
38
Smith, Moore & Co
Missouri
$369K +$3.68K +65 +1%
MWA
39
Medallion Wealth Advisors
Connecticut
$358K +$369K +6,518 New
CWM
40
Cornerstone Wealth Management
Missouri
$320K
Citadel Advisors
41
Citadel Advisors
Florida
$310K -$2.11M -37,325 -87%
Jane Street
42
Jane Street
New York
$274K +$282K +4,979 New
Koshinski Asset Management
43
Koshinski Asset Management
Illinois
$252K -$6.91K -122 -3%
WA
44
Waverly Advisors
Alabama
$248K +$255K +4,507 New
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
$226K -$7.08K -125 -3%
DADC
46
D.A. Davidson & Co
Montana
$216K -$37.4K -661 -14%
WWMSC
47
Wagner Wealth Management (South Carolina)
South Carolina
$206K +$4.64K +82 +2%
LFAS
48
Level Four Advisory Services
Texas
$203K +$209K +3,691 New
FPAS
49
Focus Partners Advisor Solutions
Missouri
$201K -$4.19K -74 -2%
NWM
50
Northwest Wealth Management
Iowa
$201K -$4.19K -74 -2%