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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MA
76
MUFG Americas
New York
$15K – – –
SB
77
Strategic Blueprint
Georgia
$14K +$13.4K +190 New
LWM
78
Liberty Wealth Management
California
$11K – – –
GEA
79
Glen Eagle Advisors
New Jersey
$11K +$10.6K +150 New
OIA
80
Optimum Investment Advisors
Illinois
$8K – – –
HS
81
Horan Securities
United States
$6K – – –
Barclays
82
Barclays
United Kingdom
$4K +$4.17K +59 New
S
83
SignatureFD
Georgia
$1K – – –
Baird Financial Group
84
Baird Financial Group
Wisconsin
– -$2.34M -33,617 Closed
SMF
85
Sterling Manor Financial
New York
– -$2.06M -29,555 Closed
PAG
86
Private Advisory Group
Washington
– -$2M -28,753 Closed
GSC
87
G&S Capital
Colorado
– -$897K -12,881 Closed
Citadel Advisors
88
Citadel Advisors
Florida
– -$755K -10,841 Closed
MSAM
89
Moloney Securities Asset Management
Missouri
– -$478K -6,861 Closed
V
90
Veritable
Delaware
– -$326K -4,682 Closed
KA
91
Kovack Advisors
Florida
– -$230K -3,307 Closed
Rockefeller Capital Management
92
Rockefeller Capital Management
New York
– -$139K -2,000 Closed
TCWM
93
Total Clarity Wealth Management
Illinois
– -$50K -723 Closed
APWM
94
Atlas Private Wealth Management
New York
– -$21K -300 Closed
SFS
95
Sowell Financial Services
Arkansas
– -$7K -101 Closed
CFD
96
Creative Financial Designs
Indiana
– -$6K -83 Closed
WAP
97
Wealthcare Advisory Partners
Pennsylvania
– -$3K -50 Closed
WP
98
WealthShield Partners
North Carolina
– -$3K -44 Closed
EP
99
Eudaimonia Partners
Tennessee
– -$1K -12 Closed