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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$40.7M +$1.37M +18,177 +3%
Morgan Stanley
2
Morgan Stanley
New York
$33.2M -$18.2M -241,145 -33%
Wells Fargo
3
Wells Fargo
California
$25.4M -$3.05M -40,408 -10%
First Trust Advisors
4
First Trust Advisors
Illinois
$17.1M -$215K -2,849 -1%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$10.7M +$3.42M +45,204 +41%
EA
6
Eclectic Associates
California
$9.35M +$580K +7,671 +6%
Stifel Financial
7
Stifel Financial
Missouri
$9.25M +$6.22M +82,281 +158%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.99M -$120K -1,595 -1%
Raymond James Financial
9
Raymond James Financial
Florida
$8.9M -$379K -5,023 -4%
Bank of America
10
Bank of America
North Carolina
$8.79M -$342K -4,526 -3%
CIA
11
Concurrent Investment Advisors
Florida
$6.89M +$1.11M +14,731 +17%
NWWA
12
New Wave Wealth Advisors
Arkansas
$6.7M -$1.87M -24,782 -20%
BAS
13
Brueske Advisory Services
Washington
$6.62M -$818K -10,822 -10%
IA
14
IFP Advisors
Florida
$6M -$277K -3,673 -4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$5.55M +$1.53M +20,289 +34%
KWM
16
Kingsview Wealth Management
Oregon
$5.22M -$762K -10,086 -12%
BFC
17
Bedel Financial Consulting
Indiana
$4.95M +$1.32M +17,468 +33%
RIS
18
Richmond Investment Services
Wisconsin
$4.6M +$1.58M +20,851 +45%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$4.06M +$453K +5,992 +11%
EH
20
Equitable Holdings
New York
$3.67M +$1.62M +21,447 +67%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$3.36M +$2.61M +34,593 +244%
UBS Group
22
UBS Group
Switzerland
$2.64M -$10.6K -140 -0.4%
Goldman Sachs
23
Goldman Sachs
New York
$2.58M -$3.26M -43,175 -53%
MIM
24
Marshall Investment Management
Colorado
$2.44M -$2.33M -30,877 -47%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.37M -$3.79M -50,178 -59%