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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$26.6M +$2.74M +47,720 +12%
Morgan Stanley
2
Morgan Stanley
New York
$10.9M -$1.73M -30,095 -14%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.4M -$3.31M -57,608 -27%
Bank of America
4
Bank of America
North Carolina
$8.31M -$76.8K -1,335 -1%
Wells Fargo
5
Wells Fargo
California
$7.97M +$845K +14,699 +12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.45M +$317K +5,508 +5%
IA
7
IFP Advisors
Florida
$6.18M +$315K +5,481 +6%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$3.68M -$212K -3,694 -6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$3.49M -$241K -4,194 -7%
MI
10
Moneywise Inc
Virginia
$3.42M -$113K -1,973 -3%
RJA
11
Raymond James & Associates
Florida
$3.37M -$382K -6,642 -11%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$3.09M -$376K -6,533 -11%
MA
13
MONECO Advisors
Connecticut
$2.84M -$75.5K -1,313 -3%
BFC
14
Bedel Financial Consulting
Indiana
$2.64M +$23.2K +403 +0.9%
IWP
15
IAG Wealth Partners
Wisconsin
$2.5M +$560K +9,733 +31%
KWM
16
Kingsview Wealth Management
Oregon
$2.34M -$8.51K -148 -0.4%
Osaic Holdings
17
Osaic Holdings
Arizona
$2.32M -$247K -4,296 -10%
EH
18
Equitable Holdings
New York
$2.21M -$8.63K -150 -0.4%
UBS Group
19
UBS Group
Switzerland
$1.52M -$94.8K -1,649 -6%
DF
20
Dunhill Financial
United Kingdom
$1.52M +$1.48M +25,785 New
AWS
21
Atria Wealth Solutions
New York
$1.17M +$820K +14,258 +278%
MIM
22
MTM Investment Management
South Carolina
$1.16M
SPIA
23
Steward Partners Investment Advisory
New York
$1.13M
US Bancorp
24
US Bancorp
Minnesota
$1.12M +$1.67K +29 +0.2%
HA
25
HFG Advisors
Ohio
$1.07M +$4.89K +85 +0.5%