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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$30.1M -$6.49M -90,731 -18%
First Trust Advisors
2
First Trust Advisors
Illinois
$26.8M +$874K +12,222 +3%
Morgan Stanley
3
Morgan Stanley
New York
$18M -$346K -4,840 -2%
JAWM
4
J. Arnold Wealth Management
Ohio
$17M +$686K +9,592 +4%
Wells Fargo
5
Wells Fargo
California
$13.5M -$13M -181,864 -49%
Bank of America
6
Bank of America
North Carolina
$10.8M +$1.27M +17,740 +13%
RJA
7
Raymond James & Associates
Florida
$10.2M +$480K +6,712 +5%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$9.69M -$235K -3,282 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$9.29M +$603K +8,428 +7%
Truist Financial
10
Truist Financial
North Carolina
$9.11M -$14.5M -202,848 -61%
Stifel Financial
11
Stifel Financial
Missouri
$6.76M -$1.35M -18,883 -17%
CAG
12
Csenge Advisory Group
Florida
$5.79M +$422K +5,904 +8%
PFA
13
Plotkin Financial Advisors
Maryland
$5.65M -$1.2M -16,799 -18%
MI
14
Moneywise Inc
Virginia
$5M -$484K -6,770 -9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$4.89M -$2.65M -37,111 -35%
UBS Group
16
UBS Group
Switzerland
$4.66M -$238K -3,332 -5%
SPIA
17
Steward Partners Investment Advisory
New York
$3.78M +$39.6K +553 +1%
Osaic Holdings
18
Osaic Holdings
Arizona
$3.75M +$735K +10,273 +24%
AI
19
Atria Investments
North Carolina
$3.37M +$161K +2,251 +5%
MA
20
MONECO Advisors
Connecticut
$2.66M +$1.57K +22 +0.1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$2.6M +$641K +8,961 +33%
KPWS
22
Kestra Private Wealth Services
Texas
$2.21M +$2.2M +30,798 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$2.06M +$372K +5,200 +22%
KWM
24
Kingsview Wealth Management
Oregon
$2.05M +$50.2K +702 +3%
NA
25
NewEdge Advisors
Louisiana
$1.76M +$96.6K +1,351 +6%