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First Trust Industrials/Producer Durables AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$267M +$65.6M +2,170,760 +31%
Morgan Stanley
2
Morgan Stanley
New York
$68.3M -$2.02K -67 -0%
Bank of America
3
Bank of America
North Carolina
$41.5M -$14.5M -478,719 -25%
Wells Fargo
4
Wells Fargo
California
$37.7M +$2.49M +82,296 +7%
PPA
5
Parametric Portfolio Associates
Washington
$33M +$5.14M +170,195 +18%
BFA
6
Beaumont Financial Advisors
Massachusetts
$30.5M +$8.75M +289,509 +39%
SAM
7
Shamrock Asset Management
Texas
$29.6M +$29.2M +965,098 +2,295%
HA
8
Hays Advisory
Tennessee
$23.8M +$652K +21,591 +3%
U
9
UBS
Switzerland
$23M -$200K -6,605 -0.8%
LPL Financial
10
LPL Financial
California
$13.6M -$2.57M -85,027 -15%
PI
11
Placemark Investments
Illinois
$12.2M +$3.28M +108,602 +35%
RJA
12
Raymond James & Associates
Florida
$12.1M +$627K +20,744 +5%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$10.4M +$41.6K +1,377 +0.4%
AIM
14
Astor Investment Management
Illinois
$9.53M +$2.57M +85,142 +36%
FHA
15
First Horizon Advisors
Tennessee
$9.39M -$336K -11,122 -3%
Goldman Sachs
16
Goldman Sachs
New York
$8.99M +$186K +6,141 +2%
BUB
17
BBVA USA Bancshares
Texas
$8.47M +$18.9K +624 +0.2%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$8.01M +$1.62M +53,505 +24%
Stifel Financial
19
Stifel Financial
Missouri
$6.05M +$1.41M +46,536 +29%
BTS
20
BB&T Securities
Virginia
$4.47M +$552K +18,274 +14%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$3.87M +$1.15M +37,917 +40%
HighTower Advisors
22
HighTower Advisors
Illinois
$3.17M -$324K -10,719 -9%
SAM
23
SignalPoint Asset Management
Missouri
$2.97M +$32.8K +1,087 +1%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$2.79M +$2.87M +95,072 New
IAS
25
IMA Advisory Services
Colorado
$2.63M +$55K +1,820 +2%