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First Trust Industrials/Producer Durables AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.6M -$12.1M -428,677 -24%
Wells Fargo
2
Wells Fargo
California
$28.5M -$1.48M -52,431 -5%
Bank of America
3
Bank of America
North Carolina
$23.1M -$10.3M -363,850 -29%
UBS Group
4
UBS Group
Switzerland
$13.4M -$446K -15,768 -3%
Goldman Sachs
5
Goldman Sachs
New York
$8.93M +$277K +9,788 +3%
AIM
6
Astor Investment Management
Illinois
$7.77M -$9.57M -338,014 -53%
LPL Financial
7
LPL Financial
California
$6.08M -$877K -30,976 -12%
CS
8
Credit Suisse
Switzerland
$5.21M -$2.35M -82,884 -29%
SAM
9
SignalPoint Asset Management
Missouri
$4.99M +$358K +12,649 +7%
RJA
10
Raymond James & Associates
Florida
$3.56M -$4.46M -157,439 -53%
JP Morgan Chase
11
JP Morgan Chase
New York
$3.29M +$179K +6,326 +5%
ACM
12
Aviance Capital Management
Florida
$3.11M +$3.41M +120,543 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.71M -$128K -4,523 -4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.68M -$656K -23,194 -18%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$2.65M -$5.92M -209,281 -67%
IAS
16
IMA Advisory Services
Colorado
$2.2M -$46.4K -1,640 -2%
HighTower Advisors
17
HighTower Advisors
Illinois
$2.14M -$1.2M -42,454 -34%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$2.13M +$1.55M +54,878 +199%
Jane Street
19
Jane Street
New York
$2.05M -$1.13M -40,043 -34%
Stifel Financial
20
Stifel Financial
Missouri
$1.1M +$12.9K +455 +1%
RIA
21
Regal Investment Advisors
Michigan
$970K -$85.9K -3,034 -7%
OC
22
Oppenheimer & Co
New York
$933K -$72.3K -2,555 -7%
FIM
23
Freedom Investment Management
Connecticut
$792K -$247K -8,745 -50%
MM
24
Main Management
California
$775K
Citigroup
25
Citigroup
New York
$755K -$139K -4,909 -14%