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First Trust Industrials/Producer Durables AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$147M +$108M +4,065,500 +367%
Morgan Stanley
2
Morgan Stanley
New York
$41M +$15.2M +568,118 +65%
Wells Fargo
3
Wells Fargo
California
$27.7M +$5.34M +200,013 +26%
Bank of America
4
Bank of America
North Carolina
$25.9M +$11.8M +441,556 +93%
PPA
5
Parametric Portfolio Associates
Washington
$24.4M +$2.73M +102,137 +13%
HA
6
Hays Advisory
Tennessee
$20.1M +$18.9M +707,060 New
U
7
UBS
Switzerland
$18M +$9.36M +350,630 +123%
BFA
8
Beaumont Financial Advisors
Massachusetts
$13.4M +$2.55M +95,720 +26%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.54M -$249K -9,326 -3%
LPL Financial
10
LPL Financial
California
$8.65M +$2.21M +82,793 +37%
Goldman Sachs
11
Goldman Sachs
New York
$8.52M +$5.19M +194,504 +184%
RJA
12
Raymond James & Associates
Florida
$7.6M +$4.07M +152,522 +132%
BUB
13
BBVA USA Bancshares
Texas
$7.28M +$6.84M +256,413 New
PI
14
Placemark Investments
Illinois
$6.71M +$1.1M +41,247 +21%
PAG
15
Pinnacle Advisory Group
Maryland
$4.7M +$4.42M +165,553 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$4.17M +$3.28M +122,812 +513%
FA
17
FDx Advisors
Illinois
$3.71M +$545K +20,404 +18%
BTS
18
BB&T Securities
Virginia
$3.57M +$710K +26,620 +27%
SAM
19
SignalPoint Asset Management
Missouri
$2.76M +$737K +27,625 +40%
IAS
20
IMA Advisory Services
Colorado
$2.65M +$2.49M +93,280 New
JCM
21
Janney Capital Management
Pennsylvania
$2.54M +$290K +10,857 +14%
WA
22
WESPAC Advisors
California
$2.21M +$2.08M +77,909 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$2.05M +$364K +13,641 +23%
SG Americas Securities
24
SG Americas Securities
New York
$2M +$1.88M +70,263 New
AP
25
Advisors Preferred
Maryland
$1.63M +$1.54M +57,565 New