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First Trust Industrials/Producer Durables AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$596M +$562M +10,523,092 New
Morgan Stanley
2
Morgan Stanley
New York
$143M +$76.9M +1,440,916 +133%
Wells Fargo
3
Wells Fargo
California
$125M +$63.1M +1,181,768 +115%
Bank of America
4
Bank of America
North Carolina
$38.8M +$20.2M +377,616 +123%
UBS Group
5
UBS Group
Switzerland
$32.3M +$18M +337,598 +145%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$30.2M +$19.6M +367,495 +222%
LPL Financial
7
LPL Financial
California
$24.7M +$9.74M +182,343 +72%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$24.2M +$19.4M +363,360 +564%
NC
9
NewSquare Capital
Pennsylvania
$21.8M +$20.6M +385,628 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$21.5M +$18.5M +347,056 +1,053%
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$16.4M
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$13.4M +$8.96M +167,857 +242%
PVH
13
Psagot Value Holdings
Israel
$13.3M
ODG
14
O'Dell Group
Ohio
$12.7M +$11.9M +223,762 New
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$12.3M +$7.82M +146,475 +207%
Osaic Holdings
16
Osaic Holdings
Arizona
$12.3M +$9.79M +183,308 +547%
RJA
17
Raymond James & Associates
Florida
$12.1M +$8.98M +168,242 +365%
NA
18
NewEdge Advisors
Louisiana
$10.7M +$9.83M +184,142 +4,383%
Truist Financial
19
Truist Financial
North Carolina
$8.64M +$7.28M +136,370 +843%
ASN
20
Advisory Services Network
Georgia
$8.49M +$7.9M +148,030 +8,151%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$8.22M +$6.9M +129,316 +815%
JIP
22
Jaffetilchin Investment Partners
Florida
$7.2M +$6.79M +127,126 New
Stifel Financial
23
Stifel Financial
Missouri
$6.36M +$5.11M +95,637 +573%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$6.25M +$4.76M +89,240 +423%
KAS
25
Kestra Advisory Services
Texas
$5.9M +$403K +7,539 +8%