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First Trust Industrials/Producer Durables AlphaDEX Fund
FXR

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$43.2M -$2.13M -48,747 -5%
Morgan Stanley
2
Morgan Stanley
New York
$37.5M +$1.05M +24,113 +3%
UBS Group
3
UBS Group
Switzerland
$20.4M -$2.32M -53,095 -10%
Carson Wealth (CWM LLC)
4
Carson Wealth (CWM LLC)
Nebraska
$16.4M – – –
FEM
5
Fulcrum Equity Management
Texas
$14.7M +$14.2M +324,466 +78,373%
LPL Financial
6
LPL Financial
California
$13.6M -$2.91M -66,770 -18%
NA
7
Navellier & Associates
Nevada
$12M +$11.6M +266,188 New
Bank of America
8
Bank of America
North Carolina
$11.3M +$551K +12,619 +5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$6.34M -$412K -9,444 -6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.51M +$2.92M +66,978 +204%
SW
11
SkyOak Wealth
Michigan
$3.7M +$3.58M +82,066 New
Truist Financial
12
Truist Financial
North Carolina
$3.35M +$3.24M +74,157 New
RJA
13
Raymond James & Associates
Florida
$3.06M -$176K -4,040 -6%
HighTower Advisors
14
HighTower Advisors
Illinois
$3M -$81.7K -1,872 -3%
PFS
15
Prospera Financial Services
Texas
$2.55M -$49.1K -1,125 -2%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$2.54M +$29K +664 +1%
CW
17
CreativeOne Wealth
Kansas
$2.18M +$2.11M +48,379 New
PFA
18
Pinnacle Family Advisors
Missouri
$1.77M +$1.71M +39,210 New
BAM
19
Bellevue Asset Management
Washington
$1.7M +$1.64M +37,593 New
MFG
20
Merit Financial Group
Georgia
$1.64M +$1.58M +36,262 New
Baird Financial Group
21
Baird Financial Group
Wisconsin
$1.59M -$175K -4,016 -10%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.54M +$1.22M +28,046 +466%
Stifel Financial
23
Stifel Financial
Missouri
$1.36M +$897K +20,548 +217%
MM
24
Main Management
California
$1.35M – – –
Jane Street
25
Jane Street
New York
$1.13M -$179K -4,094 -14%
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