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First Trust Industrials/Producer Durables AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$211M +$206M +6,911,689 New
Morgan Stanley
2
Morgan Stanley
New York
$70.9M +$10.6M +353,984 +18%
Bank of America
3
Bank of America
North Carolina
$57.7M +$20.1M +673,793 +55%
Wells Fargo
4
Wells Fargo
California
$36.7M +$7.85M +263,159 +28%
PPA
5
Parametric Portfolio Associates
Washington
$29.1M +$28.5M +954,660 New
U
6
UBS
Switzerland
$24.1M -$1.75M -58,637 -7%
HA
7
Hays Advisory
Tennessee
$24M +$838K +28,094 +4%
BFA
8
Beaumont Financial Advisors
Massachusetts
$22.8M -$1.86M -62,472 -8%
LPL Financial
9
LPL Financial
California
$17M +$3.06M +102,486 +23%
RJA
10
Raymond James & Associates
Florida
$11.9M +$371K +12,430 +3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$10.7M -$2.3M -76,992 -18%
FHA
12
First Horizon Advisors
Tennessee
$9.75M +$7.89M +264,591 +400%
PI
13
Placemark Investments
Illinois
$9.4M +$8.87M +297,544 +2,864%
Goldman Sachs
14
Goldman Sachs
New York
$9.15M -$10.7M -359,380 -55%
BUB
15
BBVA USA Bancshares
Texas
$8.79M +$416K +13,956 +5%
AIM
16
Astor Investment Management
Illinois
$7.3M +$6.35M +212,933 +803%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$6.69M +$3.9M +130,691 +148%
Stifel Financial
18
Stifel Financial
Missouri
$4.87M +$1.06M +35,580 +29%
BTS
19
BB&T Securities
Virginia
$4.09M +$3.78M +126,717 +1,736%
HighTower Advisors
20
HighTower Advisors
Illinois
$3.62M -$203K -6,798 -5%
SAM
21
SignalPoint Asset Management
Missouri
$3.05M -$63.1K -2,118 -2%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$2.86M +$674K +22,596 +32%
IAS
23
IMA Advisory Services
Colorado
$2.67M -$43.5K -1,460 -2%
BRWM
24
B. Riley Wealth Management
Tennessee
$2.23M +$1.63M +54,778 +298%
WA
25
WESPAC Advisors
California
$2.06M -$699K -23,438 -26%