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First Trust Industrials/Producer Durables AlphaDEX Fund
FXR

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$698M +$7.25M +121,015 +1%
Morgan Stanley
2
Morgan Stanley
New York
$115M +$7.24M +120,787 +6%
Wells Fargo
3
Wells Fargo
California
$111M +$600K +10,012 +0.5%
Bank of America
4
Bank of America
North Carolina
$68.9M +$943K +15,746 +1%
LPL Financial
5
LPL Financial
California
$33.8M +$297K +4,955 +0.9%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$33.3M -$5.63M -93,925 -14%
UBS Group
7
UBS Group
Switzerland
$20.5M +$398K +6,643 +2%
NC
8
NewSquare Capital
Pennsylvania
$18.4M +$4.42M +73,818 +30%
ODG
9
O'Dell Group
Ohio
$18M +$266K +4,438 +1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$16.7M +$499K +8,333 +3%
NA
11
NewEdge Advisors
Louisiana
$14.5M -$3.18M -52,996 -17%
Truist Financial
12
Truist Financial
North Carolina
$14.3M +$3.86M +64,461 +35%
ASN
13
Advisory Services Network
Georgia
$12.9M +$602K +10,049 +5%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$12.7M -$617K -10,296 -4%
RJA
15
Raymond James & Associates
Florida
$12.5M -$29.9K -499 -0.2%
DADC
16
D.A. Davidson & Co
Montana
$11.9M +$1.51M +25,283 +14%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$11M +$87.5K +1,461 +0.8%
WWA
18
WCG Wealth Advisors
Nevada
$10.2M +$610K +10,182 +6%
VCM
19
Virtue Capital Management
Tennessee
$9.94M – – –
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$9.39M +$5.39M +90,023 +122%
NP
21
Nilsine Partners
Colorado
$9.01M +$4.69M +78,257 +99%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$8.77M +$105K +1,756 +1%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$8.74M +$2.5M +41,688 +38%
Stifel Financial
24
Stifel Financial
Missouri
$8.19M +$1.89M +31,562 +28%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$7.29M +$5.48M +91,498 +259%
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