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First Trust Industrials/Producer Durables AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$50.8M -$19.3M -650,413 -28%
Bank of America
2
Bank of America
North Carolina
$43.9M +$1.02M +34,252 +2%
Wells Fargo
3
Wells Fargo
California
$32.8M -$6.03M -203,362 -16%
BFA
4
Beaumont Financial Advisors
Massachusetts
$30.2M -$1.25M -41,990 -4%
UBS Group
5
UBS Group
Switzerland
$25.6M +$25.1M +844,918 New
Goldman Sachs
6
Goldman Sachs
New York
$18.5M +$8.98M +302,867 +99%
LPL Financial
7
LPL Financial
California
$15.1M +$754K +25,420 +5%
AIM
8
Astor Investment Management
Illinois
$13M +$3.07M +103,655 +32%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$12.3M +$1.54M +51,790 +15%
RJA
10
Raymond James & Associates
Florida
$11.2M -$1.2M -40,576 -10%
BUB
11
BBVA USA Bancshares
Texas
$7.85M -$886K -29,852 -10%
Stifel Financial
12
Stifel Financial
Missouri
$6.05M -$194K -6,553 -3%
PI
13
Placemark Investments
Illinois
$3.75M -$8.69M -292,964 -70%
HighTower Advisors
14
HighTower Advisors
Illinois
$3.73M +$447K +15,069 +14%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$3.54M -$446K -15,037 -11%
SAM
16
SignalPoint Asset Management
Missouri
$3.1M +$25.9K +873 +0.9%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$2.75M -$5.41M -182,240 -67%
IAS
18
IMA Advisory Services
Colorado
$2.71M +$3.56K +120 +0.1%
VF
19
Virtu Financial
New York
$2.58M +$2.53M +85,243 New
RIA
20
Regal Investment Advisors
Michigan
$1.55M -$257K -8,665 -15%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.37M -$1.48M -49,880 -52%
JP Morgan Chase
22
JP Morgan Chase
New York
$1.37M +$20.9K +705 +2%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.27M +$333K +11,218 +37%
CS
24
Credit Suisse
Switzerland
$1.21M +$1.18M +39,892 New
AIG
25
American International Group
New York
$1.18M -$89.4K -3,014 -7%