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First Trust Industrials/Producer Durables AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
101
Geneos Wealth Management
Colorado
$341K +$43.7K +504 +16%
LFAS
102
Level Four Advisory Services
Texas
$341K +$6.16K +71 +2%
SA
103
Sanctuary Advisors
Indiana
$331K +$315K +3,630 New
BlackRock
104
BlackRock
New York
$320K – – –
XT
105
XTX Topco
Cayman Islands
$311K +$296K +3,415 New
RWP
106
Ridgeline Wealth Planning
Ohio
$306K – – –
CL
107
Choreo LLC
Illinois
$305K +$20.8K +240 +8%
KDA
108
Kraft Davis & Associates
Missouri
$299K – – –
BFG
109
Beto Financial Group
Idaho
$295K – – –
SWP
110
Stratos Wealth Partners
Ohio
$293K -$7.72K -89 -3%
Rockefeller Capital Management
111
Rockefeller Capital Management
New York
$292K -$2.6M -29,970 -90%
PNC Financial Services Group
112
PNC Financial Services Group
Pennsylvania
$283K -$19K -219 -7%
CA
113
CoreCap Advisors
Michigan
$279K -$7.37K -85 -3%
RPGK
114
Retirement Planning Group (Kansas)
Kansas
$278K -$825K -9,509 -76%
MWM
115
Meridian Wealth Management
Kentucky
$273K -$110K -1,269 -30%
FFA
116
Founders Financial Alliance
North Carolina
$268K -$5.55K -64 -2%
MWM
117
MinichMacGregor Wealth Management
New York
$265K – – –
PCIA
118
Prime Capital Investment Advisors
Kansas
$263K +$434 +5 +0.2%
IWC
119
Integrated Wealth Concepts
Massachusetts
$258K +$246K +2,831 New
CIA
120
Concurrent Investment Advisors
Florida
$257K +$244K +2,816 New
First Trust Advisors
121
First Trust Advisors
Illinois
$245K +$233K +2,685 New
CAPTRUST Financial Advisors
122
CAPTRUST Financial Advisors
North Carolina
$244K – – –
BA
123
Bellwether Advisors
Nebraska
$241K – – –
SPC
124
Sigma Planning Corp
Michigan
$232K +$221K +2,545 New
AWM
125
Apollon Wealth Management
South Carolina
$228K – – –