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First Trust Industrials/Producer Durables AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HFS
51
HL Financial Services
Kentucky
$266K +$20.7K +685 +8%
FIM
52
Freedom Investment Management
Connecticut
$247K +$27.2K +900 +12%
FHC
53
First Heartland Consultants
Missouri
$244K -$28.4K -940 -10%
VKH
54
Virtu KCG Holdings
New York
$228K +$234K +7,751 New
SG Americas Securities
55
SG Americas Securities
New York
$223K +$87.1K +2,882 +61%
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$208K +$214K +7,079 New
FAAS
57
First Allied Advisory Services
California
$207K +$213K +7,052 New
IPC
58
Independent Portfolio Consultants
Florida
$111K
NES
59
New England Securities
New York
$107K -$76K -2,515 -41%
PAG
60
Private Advisor Group
New Jersey
$105K -$97.7K -3,234 -47%
PTC
61
Private Trust Company
Ohio
$100K +$11.7K +386 +13%
Citigroup
62
Citigroup
New York
$91K +$62.2K +2,060 +199%
US Bancorp
63
US Bancorp
Minnesota
$59K +$21K +695 +52%
LTFS
64
Ladenburg Thalmann Financial Services
Florida
$25K +$4.53K +150 +22%
S
65
SignatureFD
Georgia
$24K +$24.6K +814 New
Creative Planning
66
Creative Planning
Kansas
$19K -$13.7K -452 -42%
SCA
67
Strategic Capital Alternatives
United States
$12K +$12.8K +424 New
FFC
68
First Financial Corp
Indiana
$10K
Deutsche Bank
69
Deutsche Bank
Germany
$8K
NCM
70
Nelson Capital Management
California
$8K
TIM
71
Tortoise Investment Management
New York
$7K
DADC
72
D.A. Davidson & Co
Montana
$7K +$7.55K +250 New
Fifth Third Bancorp
73
Fifth Third Bancorp
Ohio
$7K +$7.55K +250 New
MFS
74
MSI Financial Services
Massachusetts
$6K
VF
75
Virtu Financial
New York
-$1.8M -58,948 Closed