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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD

Delisted

FSD was delisted on the 19th of July, 2024.

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76 hedge funds and large institutions have $210M invested in FIRST TRUST HIGH INCOME LONG/SHORT FUND in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 19 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 9

21% more capital invested

Capital invested by funds: $173M → $210M (+$36.6M)

13% more funds holding

Funds holding: 67 → 76 (+9)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

21% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 24

Holders
76
Holders Change
+9
Holders Change %
+13.43%
% of All Funds
1.5%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
18
Increased
19
Reduced
24
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$12.3M
2
LFAS
Level Four Advisory Services
Texas
+$10.1M
3
Morgan Stanley
Morgan Stanley
New York
+$3.7M
4
PPA
Parametric Portfolio Associates
Washington
+$3.33M
5
PCM
Penserra Capital Management
California
+$2.75M

Top Sellers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
-$19.4M
2
VIA
Vident Investment Advisory
Georgia
-$5.79M
3
RCM
Rivernorth Capital Management
Florida
-$3.03M
4
Geode Capital Management
Geode Capital Management
Massachusetts
-$1.15M
5
6M
6 Meridian
Kansas
-$771K
Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
26
Baird Financial Group
Wisconsin
$473K -$7.68K -500 -2%
AG
27
Advisor Group
Arizona
$467K +$1.12K +73 +0.2%
Franklin Resources
28
Franklin Resources
California
$463K – – –
BI
29
Bulldog Investors
New Jersey
$439K -$6.13K -399 -1%
CIA
30
Capital Investment Advisors
Georgia
$409K -$22.1K -1,439 -5%
CAN
31
Cetera Advisor Networks
California
$377K – – –
GC
32
Guggenheim Capital
Illinois
$310K -$496K -32,309 -62%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$304K -$3.17K -206 -1%
POIA
34
Pin Oak Investment Advisors
Texas
$294K – – –
AI
35
Atria Investments
North Carolina
$287K -$384 -25 -0.1%
SFS
36
Shaker Financial Services
Virginia
$265K -$117K -7,601 -31%
RJT
37
Raymond James Trust
Florida
$263K – – –
Stifel Financial
38
Stifel Financial
Missouri
$249K +$10.7K +699 +5%
LPL Financial
39
LPL Financial
California
$246K +$70K +4,555 +41%
PFO
40
Pathstone Family Office
New Jersey
$236K +$23K +1,500 New
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$232K +$18.9K +1,228 +9%
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$221K – – –
SKK
43
Shepherd Kaplan Krochuk
Massachusetts
$219K -$343K -22,310 -62%
SPIA
44
Steward Partners Investment Advisory
New York
$218K -$16.7K -1,086 -7%
AP
45
Arlington Partners
Alabama
$215K +$210K +13,650 New
FIA
46
FNY Investment Advisers
New York
$209K +$55.9K +3,635 +38%
WT
47
Whittier Trust
California
$202K – – –
UCI
48
Uncommon Cents Investing
Wisconsin
$180K +$176K +11,440 New
DADC
49
D.A. Davidson & Co
Montana
$177K +$173K +11,275 New
Walleye Capital
50
Walleye Capital
New York
$174K -$97.5K -6,347 -36%
1
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FSD Hedge Fund Activity: Q4 2019 in Review

76 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) for Q4 2019, worth a combined $210M — up 21% from $173M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FSD positions and 9 closed out — a net gain of 9 holders — while 19 added to existing stakes and 24 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $12.3M. The largest seller was Saba Capital Management, cutting an estimated $19.4M.

  • 76 institutional investors held FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) as of Q4 2019, up from 67 in Q3 2019.
  • Funds reported $210M of FIRST TRUST HIGH INCOME LONG/SHORT FUND stock for Q4 2019, up 21% quarter-over-quarter.
  • 18 funds opened new FIRST TRUST HIGH INCOME LONG/SHORT FUND positions in Q4 2019 and 9 closed out, a net change of +9 holders.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND buyer in Q4 2019 was Sit Investment Associates, an estimated $12.3M added.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND seller in Q4 2019 was Saba Capital Management, an estimated $19.4M sold.

Based on aggregated 13F filings for Q4 2019.