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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$262K
SG
27
StoneX Group
New York
$235K +$9.72K +1,100 +4%
PCM
28
Pointe Capital Management
Michigan
$197K
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$152K
WS
30
Wedbush Securities
California
$152K +$18.7K +2,111 +14%
RFM
31
Royal Fund Management
Florida
$143K +$145K +16,394 New
BF
32
BOK Financial
Oklahoma
$142K
DADC
33
D.A. Davidson & Co
Montana
$113K +$114K +12,877 New
BRWM
34
B. Riley Wealth Management
Tennessee
$104K -$12.8K -1,451 -11%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$97K +$98.6K +11,154 New
AG
36
Advisor Group
Arizona
$90K
Fisher Asset Management
37
Fisher Asset Management
Washington
$87K +$88.4K +10,000 New
APA
38
American Portfolios Advisors
New York
$35.3K
CHC
39
City Holding Co
West Virginia
$13K
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
-$138K -16,663 Closed
KA
41
Klingman & Associates
New York
-$124K -15,000 Closed
WAM
42
Weiss Asset Management
Massachusetts
-$99K -11,934 Closed
OC
43
Oppenheimer & Co
New York
-$91K -11,000 Closed
BI
44
Bramshill Investments
Florida
-$68K -8,189 Closed
AIC
45
Ameritas Investment Company
Nebraska
-$20K -2,445 Closed
FMP
46
Financial Management Professionals
Texas
-$7K -837 Closed
GWM
47
Geneos Wealth Management
Colorado
-$6K -724 Closed