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Global X FinTech ETF

166 hedge funds and large institutions have $497M invested in Global X FinTech ETF in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 61 increasing their positions, 37 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 37

33% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 15

8% more capital invested

Capital invested by funds: $462M → $497M (+$35.3M)

2.91% more ownership

Funds ownership: 34.24%37.15% (+2.9%)

2% more funds holding

Funds holding: 163166 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
166
Holders Change
+3
Holders Change %
+1.84%
% of All Funds
2.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
61
Reduced
37
Closed
15
Calls
$283K
Puts
Net Calls
+$283K
Net Calls Change
-$108K
Name Holding Trade Value Shares
Change
Change in
Stake
AI
26
Atom Investors
Texas
$2.8M +$2.85M +58,233 New
SFS
27
Sowell Financial Services
Arkansas
$2.69M -$281K -5,745 -9%
Qube Research & Technologies (QRT)
28
Qube Research & Technologies (QRT)
United Kingdom
$2.65M +$393K +8,031 +17%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$2.62M +$1.28M +26,207 +93%
TAM
30
Tocqueville Asset Management
New York
$2.42M -$245 -5 -0%
Osaic Holdings
31
Osaic Holdings
Arizona
$2.38M -$42.4K -867 -2%
JPLA
32
Joseph P. Lucia & Associates
New York
$2.08M +$414K +8,455 +24%
KAS
33
Kestra Advisory Services
Texas
$1.97M +$50K +1,022 +3%
SWP
34
Stratos Wealth Partners
Ohio
$1.96M +$97.3K +1,989 +5%
SWM
35
Strategic Wealth Management
Washington
$1.76M +$149K +3,050 +9%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$1.56M -$1.31M -26,810 -45%
Barclays
37
Barclays
United Kingdom
$1.42M -$554K -11,335 -28%
ACS
38
Archford Capital Strategies
Illinois
$1.4M +$49.3K +1,007 +4%
FAIM
39
Financial Advocates Investment Management
Washington
$1.31M +$23.5K +480 +2%
CCA
40
Conservest Capital Advisors
Pennsylvania
$1.29M -$18.5M -378,935 -93%
Ameriprise
41
Ameriprise
Minnesota
$1.22M -$1.56M -31,870 -56%
MWM
42
Meridian Wealth Management
Kentucky
$1.2M +$41.6K +850 +4%
TWM
43
TriaGen Wealth Management
California
$1.2M +$65.1K +1,330 +6%
OC
44
Oppenheimer & Co
New York
$1.16M -$135K -2,752 -10%
Bank Julius Baer & Co
45
Bank Julius Baer & Co
Switzerland
$1.13M
CRWM
46
Castle Rock Wealth Management
California
$1.13M +$2.94K +60 +0.3%
FHA
47
Flagship Harbor Advisors
Massachusetts
$1.12M
William Blair & Company
48
William Blair & Company
Illinois
$1.05M +$178K +3,641 +20%
NW
49
NewEdge Wealth
Pennsylvania
$993K +$144K +2,936 +17%
SPC
50
Sigma Planning Corp
Michigan
$915K +$110K +2,246 +13%

FINX Hedge Fund Activity: Q3 2021 in Review

166 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q3 2021, worth a combined $497M — up 7.6% from $462M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FINX positions and 15 closed out — a net gain of 5 holders — while 61 added to existing stakes and 37 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $25.4M. The largest seller was Conservest Capital Advisors, cutting an estimated $18.5M.

  • 166 institutional investors held Global X FinTech ETF (FINX) as of Q3 2021, up from 163 in Q2 2021.
  • Funds reported $497M of Global X FinTech ETF stock for Q3 2021, up 7.6% quarter-over-quarter.
  • 20 funds opened new Global X FinTech ETF positions in Q3 2021 and 15 closed out, a net change of +5 holders.
  • The largest Global X FinTech ETF buyer in Q3 2021 was JP Morgan Chase, an estimated $25.4M added.
  • The largest Global X FinTech ETF seller in Q3 2021 was Conservest Capital Advisors, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2021.