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Global X FinTech ETF
FINX

87 hedge funds and large institutions have $251M invested in Global X FinTech ETF in 2020 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 37 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 5

118% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 17

39% more capital invested

Capital invested by funds: $180M → $251M (+$71M)

23% more funds holding

Funds holding: 71 → 87 (+16)

3.73% more ownership

Funds ownership: 28.1% → 31.84% (+3.7%)

Holders
87
Holders Change
+16
Holders Change %
+22.54%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
37
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BWFA
Baltimore-Washington Financial Advisors
Maryland
+$10.4M
2
UBS Group
UBS Group
Switzerland
+$6.14M
3
LPL Financial
LPL Financial
California
+$5.07M
4
Wells Fargo
Wells Fargo
California
+$5M
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$4.99M

Top Sellers

Rank Fund Capital Flow
1
BCI
Brinker Capital Investments
Pennsylvania
-$1.19M
2
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
-$754K
3
Renaissance Technologies
Renaissance Technologies
New York
-$575K
4
Bank of America
Bank of America
North Carolina
-$560K
5
SFS
Sowell Financial Services
Arkansas
-$393K
Name Holding Trade Value Shares
Change 		Change in
Stake
SIG
26
Sargent Investment Group
Maryland
$1.39M +$254K +6,977 +24%
SWP
27
Stratos Wealth Partners
Ohio
$1.27M -$52.4K -1,437 -4%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$1.24M +$64.9K +1,779 +6%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$1.22M +$696K +19,078 +147%
NFG
30
Next Financial Group
Texas
$1.16M +$1.11M +30,463 New
CP
31
Camelot Portfolios
Ohio
$1.15M +$1.1M +30,178 New
Osaic Holdings
32
Osaic Holdings
Arizona
$987K +$411K +11,270 +76%
Stifel Financial
33
Stifel Financial
Missouri
$840K -$124K -3,397 -13%
CW
34
CreativeOne Wealth
Kansas
$810K -$107K -2,934 -12%
Bank Julius Baer & Co
35
Bank Julius Baer & Co
Switzerland
$797K – – –
MCP
36
Mirador Capital Partners
California
$797K +$21.5K +589 +3%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$735K +$161K +4,426 +30%
CRWM
38
Castle Rock Wealth Management
California
$623K +$570K +15,622 New
1832 Asset Management
39
1832 Asset Management
Ontario, Canada
$594K +$184K +5,047 +48%
SW
40
SVB Wealth
Massachusetts
$589K +$3.65K +100 +0.6%
ACS
41
Archford Capital Strategies
Illinois
$573K +$77.3K +2,120 +16%
SPC
42
Sigma Planning Corp
Michigan
$560K -$139K -3,817 -21%
Daiwa Securities Group
43
Daiwa Securities Group
Japan
$451K – – –
LNC
44
Lincoln National Corp
Pennsylvania
$447K +$35.5K +975 +9%
UCFA
45
United Capital Financial Advisors
Texas
$430K +$412K +11,314 New
FAAS
46
First Allied Advisory Services
California
$384K +$80.2K +2,199 +28%
William Blair & Company
47
William Blair & Company
Illinois
$383K +$297K +8,135 +420%
WIA
48
Wealthstreet Investment Advisors
Texas
$361K +$18.2K +500 +6%
DAS
49
Dynamic Advisor Solutions
Arizona
$326K – – –
Baird Financial Group
50
Baird Financial Group
Wisconsin
$296K +$284K +7,792 New
1
2
3 4

FINX Hedge Fund Activity: Q3 2020 in Review

87 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q3 2020, worth a combined $251M — up 39% from $180M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FINX positions and 5 closed out — a net gain of 16 holders — while 37 added to existing stakes and 17 trimmed.

The largest buyer was Baltimore-Washington Financial Advisors, adding an estimated $10.4M. The largest seller was Brinker Capital Investments, cutting an estimated $1.19M.

  • 87 institutional investors held Global X FinTech ETF (FINX) as of Q3 2020, up from 71 in Q2 2020.
  • Funds reported $251M of Global X FinTech ETF stock for Q3 2020, up 39% quarter-over-quarter.
  • 21 funds opened new Global X FinTech ETF positions in Q3 2020 and 5 closed out, a net change of +16 holders.
  • The largest Global X FinTech ETF buyer in Q3 2020 was Baltimore-Washington Financial Advisors, an estimated $10.4M added.
  • The largest Global X FinTech ETF seller in Q3 2020 was Brinker Capital Investments, an estimated $1.19M sold.

Based on aggregated 13F filings for Q3 2020.