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Global X FinTech ETF
FINX

39 hedge funds and large institutions have $56.9M invested in Global X FinTech ETF in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

4.53% less ownership

Funds ownership: 25.53% → 21% (-4.5%)

11% less funds holding

Funds holding: 44 → 39 (-5)

26% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 19

47% less capital invested

Capital invested by funds: $107M → $56.9M (-$49.9M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
39
Holders Change
-5
Holders Change %
-11.36%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
10
Reduced
10
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$4.33M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.65M
3
Citadel Advisors
Citadel Advisors
Florida
+$2.76M
4
UBS Group
UBS Group
Switzerland
+$1.6M
5
PAG
Private Advisor Group
New Jersey
+$1.01M

Top Sellers

Rank Fund Capital Flow
1
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
-$12.2M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$6.99M
3
UCFA
United Capital Financial Advisors
Texas
-$6.83M
4
Bank of America
Bank of America
North Carolina
-$5.92M
5
NCM
Niemann Capital Management
Nevada
-$4.41M
Name Holding Trade Value Shares
Change 		Change in
Stake
OTC
26
Opera Trading Capital
France
$39K +$43.8K +1,782 New
AIC
27
Ameritas Investment Company
Nebraska
$38K +$42.1K +1,715 New
Citigroup
28
Citigroup
New York
$27K +$5.75K +234 +23%
GWM
29
Geneos Wealth Management
Colorado
$22K – – –
IFAM
30
Institutional & Family Asset Management
Colorado
$19K -$33.4K -1,360 -61%
SWM
31
SeaCrest Wealth Management
New York
$19K -$22.1K -900 -51%
ASN
32
Advisory Services Network
Georgia
$16K +$17.7K +720 New
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$15K – – –
CFA
34
Carroll Financial Associates
North Carolina
$11K – – –
W
35
WealthOne
New York
$10K +$11.3K +460 New
APA
36
American Portfolios Advisors
New York
$9.94K -$44.1K -1,795 -80%
NS
37
NewDay Solutions
New Hampshire
$9K +$10.3K +420 New
BTNA
38
Bremer Trust National Association
Minnesota
$7K +$7.37K +300 New
NA
39
NewEdge Advisors
Louisiana
$211 +$20.6K +837 +10%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
– -$6.99M -243,155 Closed
UCFA
41
United Capital Financial Advisors
Texas
– -$6.83M -237,413 Closed
NCM
42
Niemann Capital Management
Nevada
– -$4.41M -153,354 Closed
BCM
43
Barometer Capital Management
Ontario, Canada
– -$2.98M -103,600 Closed
WA
44
WESPAC Advisors
California
– -$908K -31,584 Closed
RJFSA
45
Raymond James Financial Services Advisors
Florida
– -$680K -23,640 Closed
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
– -$440K -15,332 Closed
OC
47
Oppenheimer & Co
New York
– -$379K -13,178 Closed
CLOS
48
Compagnie Lombard Odier SCmA
Switzerland
– -$298K -10,355 Closed
WS
49
Wedbush Securities
California
– -$277K -9,647 Closed
WSTAM
50
Wilbanks Smith & Thomas Asset Management
Virginia
– -$266K -9,237 Closed
1
2
3

FINX Hedge Fund Activity: Q4 2018 in Review

39 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q4 2018, worth a combined $56.9M — down 47% from $107M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FINX and 14 opened new positions — a net loss of 5 holders — while 10 trimmed existing stakes and 10 added.

The largest buyer was PNC Financial Services Group, opening a new position worth an estimated $4.33M. The largest seller was Mirae Asset Global Investments, cutting an estimated $12.2M.

  • 39 institutional investors held Global X FinTech ETF (FINX) as of Q4 2018, down from 44 in Q3 2018.
  • Funds reported $56.9M of Global X FinTech ETF stock for Q4 2018, down 47% quarter-over-quarter.
  • 14 funds opened new Global X FinTech ETF positions in Q4 2018 and 19 closed out, a net change of -5 holders.
  • The largest Global X FinTech ETF buyer in Q4 2018 was PNC Financial Services Group, an estimated $4.33M added.
  • The largest Global X FinTech ETF seller in Q4 2018 was Mirae Asset Global Investments, an estimated $12.2M sold.

Based on aggregated 13F filings for Q4 2018.