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First Trust Germany AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.2M +$788K +18,894 +4%
HA
2
Hays Advisory
Tennessee
$9.77M +$471K +11,306 +5%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.27M +$3.22M +77,281 New
RJA
4
Raymond James & Associates
Florida
$2.4M +$566K +13,589 +32%
JP Morgan Chase
5
JP Morgan Chase
New York
$1.68M +$317K +7,612 +24%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$981K -$209K -5,007 -18%
Ameriprise
7
Ameriprise
Minnesota
$755K +$423K +10,147 +132%
FHA
8
First Horizon Advisors
Tennessee
$744K +$111K +2,666 +18%
LPL Financial
9
LPL Financial
California
$655K -$64.1K -1,537 -9%
Stifel Financial
10
Stifel Financial
Missouri
$635K +$625K +14,995 New
Jane Street
11
Jane Street
New York
$620K -$269K -6,444 -31%
WEC
12
Winslow Evans & Crocker
Massachusetts
$598K +$8.13K +195 +1%
VKH
13
Virtu KCG Holdings
New York
$342K -$1.01M -24,210 -75%
AGA
14
Accuvest Global Advisors
Utah
$323K -$436K -10,460 -58%
SI
15
Stephens Inc
Arkansas
$286K +$4.54K +109 +2%
Bank of America
16
Bank of America
North Carolina
$149K -$411K -9,868 -74%
AIG
17
American International Group
New York
$44.4K +$15.5K +373 +55%
U
18
UBS
Switzerland
$23K
BRWM
19
B. Riley Wealth Management
Tennessee
$20K +$19.3K +463 New
MFS
20
MSI Financial Services
Massachusetts
$3K -$6.79K -163 -71%
LPT
21
Legacy Private Trust
Wisconsin
-$506K -12,000 Closed
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
-$2K -45 Closed