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First Trust Germany AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22M +$3.16M +74,662 +16%
AP
2
Atwood & Palmer
Missouri
$4.13M +$4.18M +98,850 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.79M +$2.85M +67,377 +291%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$3.45M +$219K +5,176 +7%
RJA
5
Raymond James & Associates
Florida
$2.66M +$295K +6,986 +12%
VKH
6
Virtu KCG Holdings
New York
$2.27M +$1.96M +46,351 +574%
JP Morgan Chase
7
JP Morgan Chase
New York
$1.8M +$149K +3,517 +9%
U
8
UBS
Switzerland
$1.69M +$1.68M +39,774 +7,393%
LPL Financial
9
LPL Financial
California
$1.08M +$438K +10,365 +67%
Ameriprise
10
Ameriprise
Minnesota
$965K +$221K +5,229 +29%
Bank of America
11
Bank of America
North Carolina
$885K +$747K +17,664 +503%
Stifel Financial
12
Stifel Financial
Missouri
$605K -$22.4K -530 -4%
WEC
13
Winslow Evans & Crocker
Massachusetts
$572K -$18K -425 -3%
B
14
Baird
Wisconsin
$390K +$394K +9,325 New
Jane Street
15
Jane Street
New York
$267K -$349K -8,252 -56%
AIG
16
American International Group
New York
$94.8K +$51.6K +1,221 +117%
BRWA
17
B. Riley Wealth Advisors
Florida
$41.8K +$42.3K +1,000 New
Creative Planning
18
Creative Planning
Kansas
$32K +$32.1K +759 New
GSC
19
Ground Swell Capital
South Carolina
$19K +$18.8K +445 New
Deutsche Bank
20
Deutsche Bank
Germany
$11K +$12.1K +286 New
GI
21
Gradient Investments
Minnesota
$9K +$8.88K +210 New
MFS
22
MSI Financial Services
Massachusetts
$3K
HA
23
Hays Advisory
Tennessee
-$9.77M -230,643 Closed
FHA
24
First Horizon Advisors
Tennessee
-$744K -17,467 Closed
AGA
25
Accuvest Global Advisors
Utah
-$323K -7,620 Closed