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First Trust Germany AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$91.5M -$4.6M -114,468 -5%
Morgan Stanley
2
Morgan Stanley
New York
$9.92M -$2.9M -72,174 -23%
Wells Fargo
3
Wells Fargo
California
$3.4M -$1.59M -39,402 -32%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.68M +$1.02M +25,331 +61%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.27M -$16.1K -400 -0.7%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.01M +$173K +4,293 +9%
Bank of America
7
Bank of America
North Carolina
$1.03M -$166K -4,127 -14%
SFG
8
StrategIQ Financial Group
Indiana
$1.01M -$81.8K -2,034 -7%
RJA
9
Raymond James & Associates
Florida
$844K +$7.88K +196 +0.9%
Jane Street
10
Jane Street
New York
$788K -$1.37M -34,149 -63%
HighTower Advisors
11
HighTower Advisors
Illinois
$765K
Baird Financial Group
12
Baird Financial Group
Wisconsin
$636K -$322 -8 -0.1%
UBS Group
13
UBS Group
Switzerland
$336K -$776K -19,294 -70%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$296K -$344K -8,551 -54%
LPL Financial
15
LPL Financial
California
$236K -$1.07M -26,523 -82%
CS
16
Credit Suisse
Switzerland
$222K +$224K +5,567 New
AG
17
Advisor Group
Arizona
$141K
CAN
18
Claraphi Advisory Network
United States
$103K +$104K +2,582 New
Citigroup
19
Citigroup
New York
$85K -$15K -373 -15%
FAAS
20
First Allied Advisory Services
California
$64K +$63.6K +1,581 New
LFG
21
LifePlan Financial Group
Ohio
$36K
MIFH
22
Migdal Insurance & Financial Holdings
Israel
$13K
TFA
23
Transamerica Financial Advisors
Florida
$12K -$387K -9,629 -97%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$12K -$239K -5,949 -95%
WEC
25
Winslow Evans & Crocker
Massachusetts
$12K -$13.3K -330 -52%