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First Trust Germany AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$51.4M -$23.6M -592,721 -27%
Morgan Stanley
2
Morgan Stanley
New York
$5.78M -$6.16M -155,002 -46%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$2.94M +$1.56M +39,219 +72%
MIFH
4
Migdal Insurance & Financial Holdings
Israel
$2.22M
Wells Fargo
5
Wells Fargo
California
$1.91M -$1.33M -33,467 -35%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$555K +$39.5K +994 +6%
RJA
7
Raymond James & Associates
Florida
$522K -$228K -5,730 -26%
SFG
8
StrategIQ Financial Group
Indiana
$507K -$97.2K -2,444 -13%
Bank of America
9
Bank of America
North Carolina
$505K -$377K -9,487 -37%
Citadel Advisors
10
Citadel Advisors
Florida
$317K +$403K +10,141 New
Jane Street
11
Jane Street
New York
$306K -$769K -19,343 -66%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$186K -$255K -6,415 -52%
Osaic Holdings
13
Osaic Holdings
Arizona
$124K +$157K +3,950 New
Citigroup
14
Citigroup
New York
$68K -$12.8K -322 -13%
SNT
15
Security National Trust
West Virginia
$43K
CAN
16
Claraphi Advisory Network
United States
$30K +$38.5K +967 New
LFG
17
LifePlan Financial Group
Ohio
$21K
WEC
18
Winslow Evans & Crocker
Massachusetts
$10K
TFA
19
Transamerica Financial Advisors
Florida
$9K +$716 +18 +7%
UBS Group
20
UBS Group
Switzerland
$5K -$637K -16,007 -99%
IA
21
IFP Advisors
Florida
$5K
AWA
22
Arkadios Wealth Advisors
Georgia
$2.69K
BFEC
23
Benjamin F. Edwards & Company
Missouri
-$2.57M -57,896 Closed
RJFSA
24
Raymond James Financial Services Advisors
Florida
-$2.22M -49,909 Closed
HighTower Advisors
25
HighTower Advisors
Illinois
-$863K -19,429 Closed