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First Trust Germany AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$30.6M +$18.3M +489,060 +158%
AP
2
Atwood & Palmer
Missouri
$13.7M +$3.32M +88,845 +33%
Morgan Stanley
3
Morgan Stanley
New York
$9.59M -$2.68M -71,709 -22%
Wells Fargo
4
Wells Fargo
California
$5.04M +$2.74M +73,189 +126%
KP
5
Keel Point
Alabama
$3.58M +$3.5M +93,442 New
JP Morgan Chase
6
JP Morgan Chase
New York
$1.18M +$150K +3,997 +15%
UBS Group
7
UBS Group
Switzerland
$1.1M +$498K +13,325 +86%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$749K +$99.8K +2,669 +16%
RJA
9
Raymond James & Associates
Florida
$724K -$449K -12,005 -39%
VKH
10
Virtu KCG Holdings
New York
$665K -$1.41M -37,692 -69%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$587K -$2.47M -66,086 -81%
CS
12
Credit Suisse
Switzerland
$572K +$557K +14,900 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$536K -$779K -20,820 -60%
WEC
14
Winslow Evans & Crocker
Massachusetts
$403K -$50.5K -1,350 -11%
OMC
15
Old Mission Capital
Illinois
$283K -$73.9K -1,976 -21%
LPL Financial
16
LPL Financial
California
$233K +$225K +6,005 New
Bank of America
17
Bank of America
North Carolina
$221K +$132K +3,539 +160%
AIG
18
American International Group
New York
$33.4K -$20.2K -539 -38%
MFS
19
MSI Financial Services
Massachusetts
$28K +$13.7K +365 +97%
Citigroup
20
Citigroup
New York
$26K +$25.3K +676 New
WA
21
WFG Advisors
Texas
$10K +$9.76K +261 New
Stifel Financial
22
Stifel Financial
Missouri
-$795K -22,098 Closed
Ameriprise
23
Ameriprise
Minnesota
-$665K -18,496 Closed
Jane Street
24
Jane Street
New York
-$422K -11,737 Closed