Keel Point’s First Trust Germany AlphaDEX Fund FGM Stock Holding History

Keel Point’s Portfolio FGM Stock Details FGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-6,198	Closed	-$214K	–	137
2016 Q2	$214K	Sell	6,198 -523	-8%	-$19K	0.09%	121
2016 Q1	$246K	Sell	6,721 -4,669	-41%	-$158K	0.12%	107
2015 Q4	$412K	Sell	11,390 -1,783	-14%	-$63.6K	0.22%	84
2015 Q3	$443K	Sell	13,173 -85,194	-87%	-$3.13M	0.25%	68
2015 Q2	$3.76M	Buy	98,367 +4,925	+5%	+$192K	1.79%	14
2015 Q1	$3.58M	Buy	+93,442	New	+$3.5M	1.8%	14

Other funds holding FGM

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Old Mission Capital Chicago, Illinois $6.31B AUM 20.8% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Itau Unibanco Holding S.A. Sao Paulo, Brazil $5.27B AUM 41.17% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Keel Point's FGM Position: Q3 2016 in Review

Keel Point sold out of First Trust Germany AlphaDEX Fund (FGM) in Q3 2016, closing a stake of 6,198 shares — an estimated $214K sold.

Keel Point first reported a position in FGM in Q1 2015 and held it in 6 quarters. The position peaked at $3.76M in Q2 2015. 29 funds tracked by Wall St. Rank hold FGM as of Q3 2016.

Keel Point reported no remaining First Trust Germany AlphaDEX Fund position as of Q3 2016 after selling out during the quarter.
Keel Point sold 6,198 First Trust Germany AlphaDEX Fund shares in Q3 2016, an estimated $214K.
Keel Point first reported a position in First Trust Germany AlphaDEX Fund in Q1 2015 and held it in 6 quarters.
Keel Point's First Trust Germany AlphaDEX Fund position peaked at $3.76M in Q2 2015.
29 funds tracked by Wall St. Rank held First Trust Germany AlphaDEX Fund as of Q3 2016.

Based on Keel Point's 13F filing for Q3 2016, filed 15 Nov 2016.