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First Trust Germany AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.2M -$4.77M -123,745 -23%
First Trust Advisors
2
First Trust Advisors
Illinois
$5.8M +$6.33M +164,356 New
AP
3
Atwood & Palmer
Missouri
$5M +$1.65M +42,855 +43%
JP Morgan Chase
4
JP Morgan Chase
New York
$2.15M +$693K +17,989 +42%
RJA
5
Raymond James & Associates
Florida
$1.71M -$579K -15,048 -24%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.32M -$2.05M -53,132 -59%
U
7
UBS
Switzerland
$1.15M -$300K -7,782 -19%
VKH
8
Virtu KCG Holdings
New York
$1.07M -$930K -24,150 -44%
Ameriprise
9
Ameriprise
Minnesota
$1.06M +$273K +7,087 +31%
Bank of America
10
Bank of America
North Carolina
$849K +$112K +2,898 +14%
Stifel Financial
11
Stifel Financial
Missouri
$585K +$81.7K +2,122 +15%
LPL Financial
12
LPL Financial
California
$580K -$352K -9,129 -35%
WEC
13
Winslow Evans & Crocker
Massachusetts
$465K -$19.3K -500 -4%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$382K -$2.76M -71,640 -87%
Jane Street
15
Jane Street
New York
$341K +$127K +3,296 +52%
B
16
Baird
Wisconsin
$333K +$4K +104 +1%
AIG
17
American International Group
New York
$77.2K -$3.04K -79 -3%
Deutsche Bank
18
Deutsche Bank
Germany
$17K +$7.59K +197 +69%
MFS
19
MSI Financial Services
Massachusetts
$13K +$11.9K +310 +477%
BRWA
20
B. Riley Wealth Advisors
Florida
-$41.8K -1,000 Closed
Creative Planning
21
Creative Planning
Kansas
-$32K -759 Closed
GSC
22
Ground Swell Capital
South Carolina
-$19K -445 Closed
GI
23
Gradient Investments
Minnesota
-$9K -210 Closed