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First Trust Germany AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$52.5M -$2.08M -36,256 -4%
Morgan Stanley
2
Morgan Stanley
New York
$11.5M +$280K +4,881 +2%
MIFH
3
Migdal Insurance & Financial Holdings
Israel
$3.65M -$177K -3,080 -4%
Wells Fargo
4
Wells Fargo
California
$3.05M -$79.5K -1,384 -2%
RJA
5
Raymond James & Associates
Florida
$2.95M +$13.8K +240 +0.4%
OMC
6
Old Mission Capital
Illinois
$2.86M +$1.02M +17,771 +52%
Citadel Advisors
7
Citadel Advisors
Florida
$869K +$88K +1,531 +11%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$859K -$19K -331 -2%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$809K +$172K +2,989 +25%
Jane Street
10
Jane Street
New York
$774K -$5.69M -99,020 -88%
HighTower Advisors
11
HighTower Advisors
Illinois
$674K +$705K +12,274 New
SFG
12
StrategIQ Financial Group
Indiana
$624K
Stifel Financial
13
Stifel Financial
Missouri
$417K -$345 -6 -0.1%
LPL Financial
14
LPL Financial
California
$292K -$567K -9,859 -65%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$272K -$3.79K -66 -1%
SG
16
StoneX Group
New York
$269K +$3.91K +68 +1%
Osaic Holdings
17
Osaic Holdings
Arizona
$209K -$508K -8,847 -70%
MIM
18
MTM Investment Management
South Carolina
$120K -$10.7K -186 -8%
UBS Group
19
UBS Group
Switzerland
$80K +$977 +17 +1%
AA
20
AlphaMark Advisors
Kentucky
$65K +$2.87K +50 +4%
TFA
21
Transamerica Financial Advisors
Florida
$5K
GRP
22
Global Retirement Partners
California
$2K +$2.59K +45 New
Citigroup
23
Citigroup
New York
$1K -$157K -2,730 -100%
CW
24
CreativeOne Wealth
Kansas
-$1.04M -18,200 Closed
Baird Financial Group
25
Baird Financial Group
Wisconsin
-$763K -13,379 Closed