UBS’s First Trust Germany AlphaDEX Fund FGM Stock Holding History

UBS’s Portfolio FGM Stock Details FGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.15M	Sell	32,530 -7,782	-19%	-$300K	﹤0.01%	3454
2014 Q2	$1.69M	Buy	40,312 +39,774	+7,393%	+$1.68M	﹤0.01%	3036
2014 Q1	$23K	Hold	538	–	–	﹤0.01%	7893
2013 Q4	$23K	Hold	538	–	–	﹤0.01%	7959
2013 Q3	$20K	Sell	538 -377	-41%	-$13.3K	﹤0.01%	8048
2013 Q2	$30K	Buy	+915	New	+$31.3K	﹤0.01%	7377

Other funds holding FGM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS's FGM Position: Q3 2014 in Review

UBS reduced its First Trust Germany AlphaDEX Fund (FGM) stake by 19% in Q3 2014, selling an estimated $300K and leaving 32,530 shares worth $1.15M. The position accounts for ﹤0.01% of the portfolio, ranked #3454.

UBS first reported a position in FGM in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.69M in Q2 2014. 19 funds tracked by Wall St. Rank hold FGM as of Q3 2014.

UBS held 32,530 shares of First Trust Germany AlphaDEX Fund worth $1.15M as of Q3 2014.
UBS sold 7,782 First Trust Germany AlphaDEX Fund shares in Q3 2014, an estimated $300K.
First Trust Germany AlphaDEX Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3454 holding.
UBS first reported a position in First Trust Germany AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Germany AlphaDEX Fund position peaked at $1.69M in Q2 2014.
19 funds tracked by Wall St. Rank held First Trust Germany AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.