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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Whittier Trust
51
Whittier Trust
California
$107K – – –
People's United Financial
52
People's United Financial
Connecticut
$99K – – –
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$93K +$41.8K +2,102 +83%
Advisors Asset Management
54
Advisors Asset Management
Colorado
$89K +$26.9K +1,355 +44%
WEC
55
Winslow Evans & Crocker
Massachusetts
$88.3K – – –
MSI Financial Services
56
MSI Financial Services
Massachusetts
$62K -$11.5K -579 -16%
AssetMark Inc
57
AssetMark Inc
California
$48K +$47.2K +2,372 New
CAPTRUST Financial Advisors
58
CAPTRUST Financial Advisors
North Carolina
$46K +$9.96K +501 +28%
NSIM
59
North Star Investment Management
Illinois
$42K +$4.12K +207 +11%
LWM
60
Lenox Wealth Management
Ohio
$39K – – –
IWMPD
61
Integrated Wealth Management (Palm Desert)
California
$28K – – –
D.A. Davidson & Co
62
D.A. Davidson & Co
Montana
$26K – – –
Citigroup
63
Citigroup
New York
$25K – – –
FAM
64
Formidable Asset Management
Ohio
$21K – – –
SIG
65
Stanford Investment Group
California
$21K – – –
NFG
66
Next Financial Group
Texas
$18K – – –
CFA
67
Carroll Financial Associates
North Carolina
$16K – – –
JWA
68
JFS Wealth Advisors
Pennsylvania
$16K – – –
DBT
69
Dubuque Bank & Trust
Iowa
$11K – – –
TFA
70
Transamerica Financial Advisors
Florida
$11K – – –
OSNBOA
71
Old Second National Bank of Aurora
Illinois
$10K – – –
Penserra Capital Management
72
Penserra Capital Management
California
$10K +$10.3K +516 New
JIC
73
Joel Isaacson & Co
New York
$9K – – –
Avior Wealth Management
74
Avior Wealth Management
Nebraska
$8K – – –
WTB
75
Washington Trust Bank
Washington
$5K – – –