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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AF
26
Affiance Financial
Minnesota
$619K +$437K +21,511 +184%
ICAS
27
Investors Capital Advisory Services
Massachusetts
$501K +$198K +9,737 +57%
OC
28
Oppenheimer & Co
New York
$481K +$5.73K +282 +1%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$473K -$11.2K -550 -2%
CA
30
Cetera Advisors
Colorado
$449K +$20.3K +1,000 +4%
PAG
31
Private Advisor Group
New Jersey
$446K
VKH
32
Virtu KCG Holdings
New York
$375K +$156K +7,666 +62%
CIA
33
Capital Investment Advisors
Georgia
$349K -$8.12K -400 -2%
MBT
34
Montecito Bank & Trust
California
$342K
SPC
35
Sigma Planning Corp
Michigan
$329K +$995 +49 +0.3%
SIA
36
Sit Investment Associates
Minnesota
$280K
WA
37
WFG Advisors
Texas
$277K -$69.6K -3,428 -19%
Goldman Sachs
38
Goldman Sachs
New York
$251K +$273K +13,456 New
SGCA
39
Steel Grove Capital Advisors
Tennessee
$229K -$41.8K -2,057 -14%
CWM
40
Concert Wealth Management
California
$219K
BRWA
41
B. Riley Wealth Advisors
Florida
$205K
HighTower Advisors
42
HighTower Advisors
Illinois
$191K
VFS
43
VSR Financial Services
Kansas
$187K
SF
44
Synovus Financial
Georgia
$134K +$6.58K +324 +5%
WT
45
Whittier Trust
California
$99K
WAM
46
Wolverine Asset Management
Illinois
$94K +$103K +5,052 New
PSUF
47
People's United Financial
Connecticut
$92K
BAM
48
Bruderman Asset Management
New York
$88K -$1.16K -57 -1%
WEC
49
Winslow Evans & Crocker
Massachusetts
$82.2K
MFS
50
MSI Financial Services
Massachusetts
$63K -$40.2K -1,978 -37%