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First Trust Large Cap Core AlphaDEX Fund

133 hedge funds and large institutions have $455M invested in First Trust Large Cap Core AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 78 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $465M → $455M (-$10.8M)

2% less funds holding

Funds holding: 136133 (-3)

3.58% less ownership

Funds ownership: 52.78%49.19% (-3.6%)

11% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 19

73% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 78

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $234K

Holders
133
Holders Change
-3
Holders Change %
-2.21%
% of All Funds
2.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
21
Reduced
78
Closed
19
Calls
Puts
$234K
Net Calls
-$234K
Net Calls Change
+$81K
Name Holding Trade Value Shares
Change
Change in
Stake
LFG
126
Larson Financial Group
Missouri
$14K
AF
127
Allworth Financial
California
$13K +$56 +1 +0.5%
SFS
128
Sowell Financial Services
Arkansas
$10K -$18.2K -328 -66%
CAPTRUST Financial Advisors
129
CAPTRUST Financial Advisors
North Carolina
$8K +$7.73K +139 New
CFA
130
Carroll Financial Associates
North Carolina
$7K
PFBT
131
Parkside Financial Bank & Trust
Missouri
$6K
AA
132
AlphaMark Advisors
Kentucky
$5K
TFA
133
Transamerica Financial Advisors
Florida
$4K -$65.9K -1,185 -95%
OPS
134
Orion Portfolio Solutions
Nebraska
$1K -$2.72K -49 -73%
BS
135
Banco Santander
Spain
-$5.49M -115,281 Closed
First Trust Advisors
136
First Trust Advisors
Illinois
-$3.03M -63,673 Closed
PWA
137
Peterson Wealth Advisors
Utah
-$730K -15,319 Closed
GSWM
138
Golden State Wealth Management
California
-$473K -9,938 Closed
BCM
139
Breiter Capital Management
Florida
-$414K -8,694 Closed
Neuberger Berman Group
140
Neuberger Berman Group
New York
-$369K -7,750 Closed
TSS
141
Two Sigma Securities
New York
-$367K -7,706 Closed
UR
142
USCA RIA
Texas
-$330K -6,922 Closed
PFA
143
Plotkin Financial Advisors
Maryland
-$222K -4,662 Closed
AIC
144
Ameritas Investment Company
Nebraska
-$134K -2,808 Closed
WAP
145
Wealthcare Advisory Partners
Pennsylvania
-$85K -1,786 Closed
SF
146
Synovus Financial
Georgia
-$64K -1,357 Closed
NFG
147
Next Financial Group
Texas
-$56K -1,170 Closed
VFA
148
Valeo Financial Advisors
Indiana
-$45K -860 Closed
BCA
149
Berman Capital Advisors
Georgia
-$31K -666 Closed
AWA
150
Arkadios Wealth Advisors
Georgia
-$30.5K -641 Closed

FEX Hedge Fund Activity: Q2 2020 in Review

133 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q2 2020, worth a combined $455M — down 2.3% from $465M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FEX and 17 opened new positions — a net loss of 2 holders — while 78 trimmed existing stakes and 21 added.

The largest buyer was Wells Fargo, adding an estimated $3.79M. The largest seller was Morgan Stanley, cutting an estimated $19.8M.

  • 133 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q2 2020, down from 136 in Q1 2020.
  • Funds reported $455M of First Trust Large Cap Core AlphaDEX Fund stock for Q2 2020, down 2.3% quarter-over-quarter.
  • 17 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q2 2020 and 19 closed out, a net change of -2 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q2 2020 was Wells Fargo, an estimated $3.79M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q2 2020 was Morgan Stanley, an estimated $19.8M sold.

Based on aggregated 13F filings for Q2 2020.