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First Trust Large Cap Core AlphaDEX Fund

139 hedge funds and large institutions have $807M invested in First Trust Large Cap Core AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 58 increasing their positions, 48 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 48

3.16% more ownership

Funds ownership: 51.53%54.69% (+3.2%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0% less capital invested

Capital invested by funds: $810M → $807M (-$3.49M)

4% less funds holding

Funds holding: 145139 (-6)

31% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 16

Holders
139
Holders Change
-6
Holders Change %
-4.14%
% of All Funds
3.19%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
11
Increased
58
Reduced
48
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FANJ
126
Financial Architects (New Jersey)
New Jersey
$20K -$142K -2,375 -88%
JFGIW
127
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$20K
Fifth Third Bancorp
128
Fifth Third Bancorp
Ohio
$16K -$55.4K -925 -78%
1IA
129
1834 Investment Advisors
Wisconsin
$15K +$15.9K +265 New
MOS
130
MGO One Seven
Ohio
$7K
AA
131
AlphaMark Advisors
Kentucky
$6K
S
132
SignatureFD
Georgia
$6K +$5.99K +100 New
BlackRock
133
BlackRock
New York
$6K +$6.23K +104 New
HDIM
134
Hanson & Doremus Investment Management
Vermont
$4K
RCAG
135
Rehmann Capital Advisory Group
Michigan
$4K +$3.65K +61 New
CFA
136
Carroll Financial Associates
North Carolina
$3K
CPA
137
Clear Perspective Advisors
Illinois
$3K +$2.76K +46 New
TFS
138
TrustCore Financial Services
Tennessee
$2K
HSA
139
HBK Sorce Advisory
Pennsylvania
-$12.6M -215,512 Closed
IH
140
IFC Holdings
Florida
-$5.93M -101,324 Closed
Susquehanna International Group
141
Susquehanna International Group
Pennsylvania
-$2.12M -36,283 Closed
SI
142
SII Investments
Wisconsin
-$910K -15,520 Closed
SG Americas Securities
143
SG Americas Securities
New York
-$588K -10,048 Closed
Goldman Sachs
144
Goldman Sachs
New York
-$347K -5,928 Closed
LNC
145
Lincoln National Corp
Pennsylvania
-$303K -5,174 Closed
TSS
146
Two Sigma Securities
New York
-$272K -4,642 Closed
PFM
147
Probabilities Fund Management
New York
-$248K -4,240 Closed
VCM
148
Virtue Capital Management
Tennessee
-$52K -895 Closed
CA
149
Calton & Associates
Florida
-$44K -714 Closed
GI
150
Gradient Investments
Minnesota
-$40K -689 Closed

FEX Hedge Fund Activity: Q1 2018 in Review

139 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q1 2018, worth a combined $807M — down 0.43% from $810M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FEX and 11 opened new positions — a net loss of 5 holders — while 48 trimmed existing stakes and 58 added.

The largest buyer was Pinnacle Family Advisors, adding an estimated $7.12M. The largest seller was HBK Sorce Advisory, exiting entirely with an estimated $12.6M sold.

  • 139 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q1 2018, down from 145 in Q4 2017.
  • Funds reported $807M of First Trust Large Cap Core AlphaDEX Fund stock for Q1 2018, down 0.43% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q1 2018 and 16 closed out, a net change of -5 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q1 2018 was Pinnacle Family Advisors, an estimated $7.12M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q1 2018 was HBK Sorce Advisory, an estimated $12.6M sold.

Based on aggregated 13F filings for Q1 2018.